ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.26%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.2B
AUM Growth
+$1.2B
Cap. Flow
+$57.2M
Cap. Flow %
4.76%
Top 10 Hldgs %
47.73%
Holding
140
New
21
Increased
2
Reduced
3
Closed
4

Top Buys

1
ECOL
US Ecology, Inc.
ECOL
$11.3M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$7.96M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$7.7M
4
UONEK icon
Urban One Class D
UONEK
$6.58M
5
EMMS
Emmis Communications Corp
EMMS
$5.13M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.55M
2
CURO
CURO Group Holdings Corp.
CURO
$294K
3
AAL icon
American Airlines Group
AAL
$102K
4
AIG.WS
American International Group, Inc.
AIG.WS
$71K
5
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$47.7K

Sector Composition

1 Communication Services 1.01%
2 Industrials 0.96%
3 Energy 0.93%
4 Real Estate 0.43%
5 Financials 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMLS
1
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$11.6M 0.97% 663,407 -2,717 -0.4% -$47.7K
ECOL
2
DELISTED
US Ecology, Inc.
ECOL
$11.3M 0.94% +194,829 New +$11.3M
FLG.PRU
3
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$7.96M 0.66% +157,423 New +$7.96M
TWNKW
4
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$7.7M 0.64% +4,126,046 New +$7.7M
UONEK icon
5
Urban One Class D
UONEK
$35.8M
$6.58M 0.55% +3,333,828 New +$6.58M
EMMS
6
DELISTED
Emmis Communications Corp
EMMS
$5.13M 0.43% +1,267,629 New +$5.13M
AM icon
7
Antero Midstream
AM
$8.51B
$4.93M 0.41% 650,000 – –
CCO icon
8
Clear Channel Outdoor Holdings
CCO
$616M
$4.92M 0.41% 1,720,000 – –
FTV.PRA
9
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– – 0 – –
EVV
10
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$4.15M 0.34% 312,798 – –
USAC icon
11
USA Compression Partners
USAC
$2.95B
$2.96M 0.25% +162,957 New +$2.96M
BKEP
12
DELISTED
Blueknight Energy Partners L.P.
BKEP
$2.94M 0.24% 2,600,000 +127,231 +5% +$144K
DBRG icon
13
DigitalBridge
DBRG
$2.08B
$2.85M 0.24% 598,879 – –
JQC icon
14
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.64M 0.22% +344,705 New +$2.64M
ECOLW
15
DELISTED
US Ecology, Inc. Warrant
ECOLW
$2.57M 0.21% +226,935 New +$2.57M
KYN icon
16
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$2.22M 0.18% +159,045 New +$2.22M
KMF
17
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.13M 0.18% +202,441 New +$2.13M
BHR.PRB
18
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.1M
$1.94M 0.16% 102,088 +10,308 +11% +$196K
GDL
19
GDL Fund
GDL
$95.9M
$1.43M 0.12% +153,942 New +$1.43M
GER
20
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1.42M 0.12% +331,058 New +$1.42M
BAC.PRL icon
21
Bank of America Series L
BAC.PRL
$3.84B
$1.29M 0.11% 883 – –
SWT
22
DELISTED
Stanley Black & Decker, Inc.
SWT
– – 0 – –
RCA
23
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– – 0 – –
CURO
24
DELISTED
CURO Group Holdings Corp.
CURO
$1.17M 0.1% 95,855 -24,097 -20% -$294K
RLJ.PRA icon
25
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$1.13M 0.09% +39,087 New +$1.13M
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