ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.29%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$964M
AUM Growth
+$964M
Cap. Flow
-$19.4M
Cap. Flow %
-2.01%
Top 10 Hldgs %
44.69%
Holding
163
New
14
Increased
14
Reduced
8
Closed
8

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.57M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
$1.9M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$766K
4
STKL
SunOpta
STKL
$652K
5
INDIW
indie Semiconductor, Inc. Warrant
INDIW
$599K

Top Sells

1
NCMI icon
National CineMedia
NCMI
$5.12M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$4.87M
3
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
$4.68M
4
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
$3.25M
5
GTX icon
Garrett Motion
GTX
$3.02M

Sector Composition

1 Communication Services 2.22%
2 Materials 1.03%
3 Energy 0.94%
4 Consumer Discretionary 0.61%
5 Real Estate 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$19.2M 1.99% 446,221 -53,779 -11% -$2.31M
UONEK icon
2
Urban One Class D
UONEK
$35.8M
$12.3M 1.28% 2,454,165 +10,482 +0.4% +$52.7K
CMLS
3
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$7.42M 0.77% 1,458,428 – –
GRNT icon
4
Granite Ridge Resources
GRNT
$730M
$6.37M 0.66% 1,044,274 – –
UAN icon
5
CVR Partners
UAN
$948M
$6.34M 0.66% 76,700 – –
BHR
6
Braemar Hotels & Resorts
BHR
$188M
$5.82M 0.6% 2,101,511 – –
BAC.PRL icon
7
Bank of America Series L
BAC.PRL
$3.84B
$5.57M 0.58% +5,007 New +$5.57M
CCO icon
8
Clear Channel Outdoor Holdings
CCO
$616M
$5.51M 0.57% 3,487,637 -560,000 -14% -$885K
WESTW
9
DELISTED
Westrock Coffee Company Warrants
WESTW
$5.34M 0.55% 2,918,653 +95,002 +3% +$174K
NPWR.WS icon
10
NET Power Inc. Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
NPWR.WS
$44.1M
$5.03M 0.52% 1,165,244 +98,535 +9% +$425K
VUSB icon
11
Vanguard Ultra-Short Bond ETF
VUSB
$5.48B
$4.92M 0.51% 100,000 – –
KYN icon
12
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$3.94M 0.41% 468,507 – –
GTX icon
13
Garrett Motion
GTX
$2.62B
$3.88M 0.4% 492,443 -383,741 -44% -$3.02M
UONE icon
14
Urban One Class A
UONE
$70.8M
$2.94M 0.31% 585,978 – –
GDL
15
GDL Fund
GDL
$95.9M
$2.75M 0.29% 355,151 – –
HTZWW
16
Hertz Global Holdings Warrants
HTZWW
$274M
$2.59M 0.27% 421,323 +308,133 +272% +$1.9M
KMF
17
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.54M 0.26% 357,252 – –
SKIN icon
18
The Beauty Health Co
SKIN
$264M
$2.06M 0.21% 342,404 – –
THCH icon
19
TH International
THCH
$81.3M
$1.98M 0.2% 1,091,079 +62,492 +6% +$113K
USAC icon
20
USA Compression Partners
USAC
$2.95B
$1.95M 0.2% 81,715 -70,000 -46% -$1.67M
DJTWW
21
Trump Media & Technology Group Warrants
DJTWW
$2.04B
$1.87M 0.19% 377,756 -7,109 -2% -$35.1K
ODV
22
Osisko Development Corp
ODV
$645M
$1.84M 0.19% 625,200 – –
PFIX icon
23
Simplify Interest Rate Hedge ETF
PFIX
$162M
$1.75M 0.18% 18,350 -34,030 -65% -$3.25M
SAND icon
24
Sandstorm Gold
SAND
$3.27B
$1.72M 0.18% 370,000 – –
INDIW
25
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
$1.68M 0.17% 943,216 +335,416 +55% +$599K
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