ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.06%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.12B
AUM Growth
+$2.12B
Cap. Flow
-$87.1M
Cap. Flow %
-4.11%
Top 10 Hldgs %
44.31%
Holding
135
New
2
Increased
2
Reduced
13
Closed
7

Top Buys

1
WELL.PRI
Welltower Inc.
WELL.PRI
$6.37M
2
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$1.55M
3
BAC icon
Bank of America
BAC
$149K
4
EMMS
Emmis Communications Corp
EMMS
$54.6K

Top Sells

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$35.6M
2
SWK icon
Stanley Black & Decker
SWK
$35.5M
3
HST icon
Host Hotels & Resorts
HST
$7.17M
4
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$5.59M
5
MODG icon
Topgolf Callaway Brands
MODG
$4.15M

Sector Composition

1 Communication Services 0.13%
2 Industrials 0.1%
3 Real Estate 0.04%
4 Financials 0.02%
5 Healthcare 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WELL.PRI
1
DELISTED
Welltower Inc.
WELL.PRI
$86.9M 4.1% 1,405,382 +103,032 +8% +$6.37M
GM.WS.B
2
DELISTED
General Motors Company
GM.WS.B
$12.3M 0.58% 896,940 -136,867 -13% -$1.87M
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$8.52M 0.4% 7,069 -4,639 -40% -$5.59M
KEY.PRG
4
DELISTED
KeyCorp Pfd
KEY.PRG
$7.98M 0.38% 61,226 -450 -0.7% -$58.7K
IRDMB
5
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.39M 0.16% 11,500 -2,500 -18% -$736K
UONEK icon
6
Urban One Class D
UONEK
$35.8M
$2.82M 0.13% 1,984,333 – –
EVV
7
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$2.66M 0.13% 201,785 – –
CMLS
8
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$2.52M 0.12% 5,436,616 – –
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.96M 0.09% 248,024 – –
KODK icon
10
Kodak
KODK
$477M
$1.81M 0.09% 167,023 -19,123 -10% -$207K
UVXY icon
11
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$690M
$1.55M 0.07% +80,000 New +$1.55M
BAC.WS.A
12
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$1.13M 0.05% 290,833 -174,180 -37% -$677K
EP.PRC icon
13
El Paso Energy Capital Trust I
EP.PRC
$217M
$952K 0.04% 22,000 -3,000 -12% -$130K
EMMS
14
DELISTED
Emmis Communications Corp
EMMS
$910K 0.04% 1,564,501 +93,905 +6% +$54.6K
JPM.WS
15
DELISTED
JPMorgan Chase
JPM.WS
$876K 0.04% 49,500 – –
DSU icon
16
BlackRock Debt Strategies Fund
DSU
$550M
$649K 0.03% 186,921 – –
EMMSP
17
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$522K 0.02% 320,592 -39,005 -11% -$63.5K
KMI.WS
18
DELISTED
Kinder Morgan Inc
KMI.WS
$459K 0.02% 12,576,332 -842,598 -6% -$30.8K
DRRX icon
19
DURECT Corp
DRRX
$59.6M
$347K 0.02% 256,861 -23,300 -8% -$31.5K
JRO
20
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$342K 0.02% 34,542 – –
TC
21
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$340K 0.02% 1,456,132 -533,210 -27% -$125K
JFR icon
22
Nuveen Floating Rate Income Fund
JFR
$1.13B
$323K 0.02% 32,071 – –
SBLK icon
23
Star Bulk Carriers
SBLK
$2.13B
$304K 0.01% 405,155 -218,505 -35% -$164K
JPM icon
24
JPMorgan Chase
JPM
$829B
$296K 0.01% 5,000 – –
AIG.WS
25
DELISTED
American International Group, Inc.
AIG.WS
$229K 0.01% 12,220 -3,227 -21% -$60.5K
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