ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.14%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.78B
AUM Growth
+$2.78B
Cap. Flow
-$163M
Cap. Flow %
-5.87%
Top 10 Hldgs %
44.56%
Holding
152
New
10
Increased
7
Reduced
3
Closed
14

Top Buys

1
EMC
EMC CORPORATION
EMC
$48.8M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
$3.05M
3
NUGT icon
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$1.92M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$1.49M
5
EMMS
Emmis Communications Corp
EMMS
$857K

Top Sells

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$164M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$33.4M
3
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$9.92M
4
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$7.24M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$1.72M

Sector Composition

1 Technology 1.76%
2 Communication Services 0.16%
3 Real Estate 0.1%
4 Healthcare 0.05%
5 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMC
1
DELISTED
EMC CORPORATION
EMC
$48.8M 1.76% +1,942,222 New +$48.8M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$34.6M 1.25% 8,529,704 -32,000 -0.4% -$130K
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$18.6M 0.67% 16,727 +672 +4% +$746K
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$18.5M 0.67% 915,550 +21,954 +2% +$445K
COF.WS
5
DELISTED
Capital One Financial Corp
COF.WS
$10.4M 0.37% 292,406 -30,028 -9% -$1.06M
TC.PRT
6
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– – -385,943 Closed -$7.24M
EMMSP
7
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$6.53M 0.24% 443,270 -48,240 -10% -$711K
JPM.WS
8
DELISTED
JPMorgan Chase
JPM.WS
$6.16M 0.22% 317,463 – –
KEY.PRG
9
DELISTED
KeyCorp Pfd
KEY.PRG
$5.54M 0.2% 43,055 +400 +0.9% +$51.5K
UONEK icon
10
Urban One Class D
UONEK
$35.8M
$4.58M 0.16% 1,208,170 +65,465 +6% +$248K
EVV
11
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.09M 0.11% 201,785 +199,480 +8,654% +$3.05M
EMMS
12
DELISTED
Emmis Communications Corp
EMMS
$2.91M 0.1% 1,079,897 +318,437 +42% +$857K
NUGT icon
13
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$770M
$1.92M 0.07% +70,000 New +$1.92M
DRRX icon
14
DURECT Corp
DRRX
$59.6M
$1.51M 0.05% 873,140 – –
JQC icon
15
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.49M 0.05% +153,124 New +$1.49M
AUQ
16
DELISTED
AURICO GOLD INC COM
AUQ
$926K 0.03% 252,910 +150,000 +146% +$549K
DSU icon
17
BlackRock Debt Strategies Fund
DSU
$550M
$745K 0.03% +186,700 New +$745K
BAC.PRL icon
18
Bank of America Series L
BAC.PRL
$3.84B
$737K 0.03% 695 – –
TVIX
19
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$533K 0.02% +71,000 New +$533K
JRO
20
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$421K 0.02% +34,542 New +$421K
JFR icon
21
Nuveen Floating Rate Income Fund
JFR
$1.13B
$382K 0.01% 32,071 – –
AAL icon
22
American Airlines Group
AAL
$8.82B
$368K 0.01% +14,584 New +$368K
KODK.WS
23
DELISTED
Eastman Kodak Company
KODK.WS
$341K 0.01% +17,313 New +$341K
KODK.WS.A
24
DELISTED
Eastman Kodak Company
KODK.WS.A
$319K 0.01% +17,313 New +$319K
KODK icon
25
Kodak
KODK
$477M
$142K 0.01% +4,085 New +$142K
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