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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
+1.52%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$333M
Cap. Flow
-$1.95B
Cap. Flow %
-77.33%
Top 10 Hldgs %
51.05%
Holding
100
New
4
Increased
5
Reduced
8
Closed
1

Top Buys

Rank Stock Value
1
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$32.9M
2
GM.WS.B
General Motors Company
GM.WS.B
+$10.3M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.48M
4
TC
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
+$2.79M
5
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
+$1.46M

Top Sells

Rank Stock Value
1
COF.WS
Capital One Financial Corp
COF.WS
+$8.65M
2
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
+$2.71M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2.3M
4
KODK icon
Kodak
KODK
+$1.04M
5
AIG.WS
American International Group, Inc.
AIG.WS
+$1.03M

Sector Composition

Rank Sector Weight
1 Communication Services 0.3%
2 Industrials 0.24%
3 Materials 0.16%
4 Real Estate 0.13%
5 Healthcare 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$180M 7.14%
1,357,790
-3,780
-0.3% -$493K
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$34.7M 1.37%
12,481,254
-276,053
-2% -$613K
FLG.PRU
3
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$117M
$33.1M 1.31%
+671,289
New +$32.9M
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$25.1M 0.99%
943,448
-44,336
-4% -$1.03M
WFC.PRL icon
5
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$20.6M 0.82%
16,995
-1,904
-10% -$2.3M
GM.WS.B
6
DELISTED
General Motors Company
GM.WS.B
$13.5M 0.53%
727,200
+599,700
+470% +$10.3M
TC.PRT
7
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$8.04M 0.32%
492,668
-173,300
-26% -$2.71M
KEY.PRG
8
DELISTED
KeyCorp Pfd
KEY.PRG
$7.02M 0.28%
53,527
+791
+1% +$103K
EMMSP
9
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$6.7M 0.27%
443,270
– –
UONEK icon
10
Urban One Class D
UONEK
$22.8M
$6.28M 0.25%
127,450
+6,633
+5% +$295K
KODK icon
11
Kodak
KODK
$828M
$6.13M 0.24%
250,372
-36,373
-13% -$1.04M
JPM.WS
12
DELISTED
JPMorgan Chase
JPM.WS
$6.07M 0.24%
314,163
– –
GM.WS.C
13
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$5.62M 0.22%
2,238,351
-69,507
-3% -$171K
IRDMB
14
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.67M 0.18%
+14,000
New +$4.48M
EMMS
15
DELISTED
Emmis Communications Corp
EMMS
$3.23M 0.13%
287,253
– –
EVV
16
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$3.14M 0.12%
201,785
– –
TC
17
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3M 0.12%
+1,013,077
New +$2.79M
NUGT icon
18
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$892M
$2.77M 0.11%
1,500
– –
JQC icon
19
Nuveen Credit Strategies Income Fund
JQC
$707M
$2.32M 0.09%
248,024
+85,000
+52% +$795K
CMLS
20
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$1.7M 0.07%
32,212
+27,966
+659% +$1.46M
DRRX
21
DELISTED
DURECT Corp
DRRX
$1.59M 0.06%
87,314
– –
FWONA icon
22
Liberty Media Series A
FWONA
$22.4B
$1.37M 0.05%
56,290
– –
AUQ
23
DELISTED
AURICO GOLD INC COM
AUQ
$1.08M 0.04%
252,910
– –
DSU icon
24
BlackRock Debt Strategies Fund
DSU
$595M
$766K 0.03%
62,307
– –
JRO
25
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$429K 0.02%
34,542
– –
1
2

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IB
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IA
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DGM
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WCM
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CCM
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AG
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Zazove Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Zazove Associates held 100 positions worth $2.53B, down 12% from $2.86B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Zazove Associates withdrew a net $1.95B in Q2 2014, closing 1 position and reducing 8 holdings. Its most notable exit was Capital One Financial Corp, an estimated $8.65M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.3% of assets, up from 0.25% a quarter earlier, followed by Industrials and Materials.

Against the trend, Zazove Associates opened a new position in Flagstar Bank National Association Bifurcated Option Note Unit Securities worth $33.1M.

  • Zazove Associates's largest Q2 2014 buy was Flagstar Bank National Association Bifurcated Option Note Unit Securities: 671,289 shares worth $33.1M.
  • Zazove Associates added most to General Motors Company in Q2 2014, an estimated $10.3M increase.
  • Zazove Associates's biggest Q2 2014 reduction was THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG, cutting an estimated $2.71M.
  • Zazove Associates fully exited Capital One Financial Corp in Q2 2014, selling an estimated $8.65M.
  • Zazove Associates's ten largest holdings make up 51% of its $2.53B portfolio in Q2 2014.
  • Zazove Associates opened 4 new positions and closed 1 in Q2 2014.
  • Zazove Associates's portfolio value fell 12% quarter-over-quarter to $2.53B.

Based on Zazove Associates's 13F filing for Q2 2014, filed 1 Aug 2014.