ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+1.53%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.53B
AUM Growth
+$2.53B
Cap. Flow
+$37M
Cap. Flow %
1.46%
Top 10 Hldgs %
51.05%
Holding
120
New
4
Increased
5
Reduced
8
Closed
1

Top Buys

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$33.1M
2
GM.WS.B
General Motors Company
GM.WS.B
$11.1M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.67M
4
TC
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3M
5
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$1.47M

Top Sells

1
COF.WS
Capital One Financial Corp
COF.WS
$8.65M
2
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$2.83M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$2.31M
4
AIG.WS
American International Group, Inc.
AIG.WS
$1.18M
5
KODK icon
Kodak
KODK
$890K

Sector Composition

1 Communication Services 0.3%
2 Industrials 0.24%
3 Materials 0.16%
4 Real Estate 0.13%
5 Healthcare 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$180M 7.14% 1,357,790 -3,780 -0.3% -$502K
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$34.7M 1.37% 12,481,254 -276,053 -2% -$767K
FLG.PRU
3
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$33.1M 1.31% +671,289 New +$33.1M
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$25.1M 0.99% 943,448 -44,336 -4% -$1.18M
WFC.PRL icon
5
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$20.6M 0.82% 16,995 -1,904 -10% -$2.31M
GM.WS.B
6
DELISTED
General Motors Company
GM.WS.B
$13.5M 0.53% 727,200 +599,700 +470% +$11.1M
TC.PRT
7
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$8.05M 0.32% 492,668 -173,300 -26% -$2.83M
KEY.PRG
8
DELISTED
KeyCorp Pfd
KEY.PRG
$7.02M 0.28% 53,527 +791 +1% +$104K
EMMSP
9
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$6.7M 0.27% 443,270 – –
UONEK icon
10
Urban One Class D
UONEK
$35.8M
$6.28M 0.25% 1,274,502 +66,332 +5% +$327K
KODK icon
11
Kodak
KODK
$477M
$6.13M 0.24% 250,372 -36,373 -13% -$890K
JPM.WS
12
DELISTED
JPMorgan Chase
JPM.WS
$6.07M 0.24% 314,163 – –
GM.WS.C
13
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$5.62M 0.22% 2,238,351 -69,507 -3% -$174K
IRDMB
14
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.67M 0.18% +14,000 New +$4.67M
EMMS
15
DELISTED
Emmis Communications Corp
EMMS
$3.23M 0.13% 1,079,897 – –
EVV
16
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.14M 0.12% 201,785 – –
TC
17
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3M 0.12% +1,013,077 New +$3M
NUGT icon
18
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$770M
$2.77M 0.11% 60,000 – –
JQC icon
19
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.32M 0.09% 248,024 +85,000 +52% +$796K
CMLS
20
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$1.7M 0.07% 257,699 +223,734 +659% +$1.47M
DRRX icon
21
DURECT Corp
DRRX
$59.6M
$1.59M 0.06% 873,140 – –
FWONA icon
22
Liberty Media Series A
FWONA
$22.5B
$1.37M 0.05% 10,000 – –
AUQ
23
DELISTED
AURICO GOLD INC COM
AUQ
$1.08M 0.04% 252,910 – –
DSU icon
24
BlackRock Debt Strategies Fund
DSU
$550M
$766K 0.03% 186,921 – –
JRO
25
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$429K 0.02% 34,542 – –
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