ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-1.11%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$925M
AUM Growth
+$925M
Cap. Flow
-$20M
Cap. Flow %
-2.17%
Top 10 Hldgs %
51.51%
Holding
129
New
6
Increased
7
Reduced
2
Closed
11

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.79M
2
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$1.33M
3
FLY
Fly Leasing Limited
FLY
$1.02M
4
CURO
CURO Group Holdings Corp.
CURO
$751K
5
EMMS
Emmis Communications Corp
EMMS
$533K

Top Sells

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$20M
2
DSKEW
Daseke, Inc. Warrant
DSKEW
$2.79M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$2.57M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.42M
5
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$589K

Sector Composition

1 Communication Services 0.88%
2 Energy 0.39%
3 Real Estate 0.37%
4 Financials 0.32%
5 Industrials 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UONEK icon
1
Urban One Class D
UONEK
$35.8M
– – 0 – –
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$4.79M 0.52% +3,801 New +$4.79M
CMLS
3
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$4.34M 0.47% 394,666 +121,068 +44% +$1.33M
EMMS
4
DELISTED
Emmis Communications Corp
EMMS
$3.43M 0.37% 1,069,861 +166,422 +18% +$533K
EVV
5
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$2.97M 0.32% 248,998 -25,000 -9% -$298K
JQC icon
6
Nuveen Credit Strategies Income Fund
JQC
$754M
– – -303,805 Closed -$2.42M
TWNKW
7
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– – -2,422,831 Closed -$2.57M
CCO icon
8
Clear Channel Outdoor Holdings
CCO
$616M
$2.35M 0.25% 451,871 +86,200 +24% +$447K
DBRG icon
9
DigitalBridge
DBRG
$2.08B
$2.2M 0.24% 469,010 +45,000 +11% +$211K
USAC icon
10
USA Compression Partners
USAC
$2.95B
– – 0 – –
GDL
11
GDL Fund
GDL
$95.9M
$1.4M 0.15% 153,142 +16,400 +12% +$150K
KYN icon
12
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
– – -33,000 Closed -$589K
BKEP
13
DELISTED
Blueknight Energy Partners L.P.
BKEP
$1.21M 0.13% 1,048,265 +248,265 +31% +$286K
RCA
14
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– – 0 – –
BAC.PRL icon
15
Bank of America Series L
BAC.PRL
$3.84B
$1.1M 0.12% 875 – –
FLY
16
DELISTED
Fly Leasing Limited
FLY
$1.02M 0.11% +96,204 New +$1.02M
GER
17
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– – -59,078 Closed -$381K
RLJ.PRA icon
18
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$949K 0.1% 38,630 – –
WSC icon
19
WillScot Mobile Mini Holdings
WSC
$4.41B
– – 0 – –
DSKEW
20
DELISTED
Daseke, Inc. Warrant
DSKEW
– – -3,483,474 Closed -$2.79M
CURO
21
DELISTED
CURO Group Holdings Corp.
CURO
$751K 0.08% +79,174 New +$751K
KMF
22
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– – -27,323 Closed -$350K
NVRO
23
DELISTED
NEVRO CORP.
NVRO
– – 0 – –
PHD
24
Pioneer Floating Rate Fund
PHD
$123M
– – -47,798 Closed -$527K
FRA icon
25
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$455K 0.05% +38,276 New +$455K
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