ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.02%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.11B
AUM Growth
+$2.11B
Cap. Flow
-$41.9M
Cap. Flow %
-1.99%
Top 10 Hldgs %
52.27%
Holding
154
New
3
Increased
6
Reduced
7
Closed
8

Top Buys

1
NRF
NorthStar Realty Finance Corp.
NRF
$11.8M
2
KEY.PRG
KeyCorp Pfd
KEY.PRG
$7.95M
3
SUPN icon
Supernus Pharmaceuticals
SUPN
$1.67M
4
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$1.67M
5
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
$431K

Top Sells

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$34.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$17.5M
3
AIG.WS
American International Group, Inc.
AIG.WS
$3.78M
4
D icon
Dominion Energy
D
$3.52M
5
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$1.95M

Sector Composition

1 Real Estate 0.66%
2 Communication Services 0.35%
3 Industrials 0.18%
4 Healthcare 0.13%
5 Materials 0.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$156M 7.37% 1,160,036 -130,845 -10% -$17.5M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$51M 2.41% 12,435,676 -289,495 -2% -$1.19M
GM.WS.B
3
DELISTED
General Motors Company
GM.WS.B
$17.7M 0.84% 898,988 -73,932 -8% -$1.45M
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$16.3M 0.77% 744,980 -172,958 -19% -$3.78M
NRF
5
DELISTED
NorthStar Realty Finance Corp.
NRF
$11.8M 0.56% +652,042 New +$11.8M
KEY.PRG
6
DELISTED
KeyCorp Pfd
KEY.PRG
$7.95M 0.38% +60,709 New +$7.95M
WFC.PRL icon
7
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$7.31M 0.35% 5,989 – –
UONEK icon
8
Urban One Class D
UONEK
$35.8M
$5.98M 0.28% 1,940,169 +10,345 +0.5% +$31.9K
JPM.WS
9
DELISTED
JPMorgan Chase
JPM.WS
$5.95M 0.28% 270,398 -37,265 -12% -$820K
EMMSP
10
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$5.66M 0.27% 443,270 – –
IRDMB
11
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.98M 0.24% 14,000 – –
CMLS
12
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$4.85M 0.23% 1,965,000 +677,200 +53% +$1.67M
KODK icon
13
Kodak
KODK
$477M
$3.73M 0.18% 196,618 +5,270 +3% +$100K
EVV
14
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$2.9M 0.14% 201,785 – –
JQC icon
15
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.25M 0.11% 248,024 – –
EMMS
16
DELISTED
Emmis Communications Corp
EMMS
$2.15M 0.1% 1,079,897 – –
SUPN icon
17
Supernus Pharmaceuticals
SUPN
$2.53B
$1.67M 0.08% +138,429 New +$1.67M
TC
18
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$1.34M 0.06% 1,013,077 – –
DRRX icon
19
DURECT Corp
DRRX
$59.6M
$993K 0.05% 520,000 -342,490 -40% -$654K
FWONK icon
20
Liberty Media Series C
FWONK
$25B
$764K 0.04% 20,000 – –
DSU icon
21
BlackRock Debt Strategies Fund
DSU
$550M
$697K 0.03% 186,921 – –
BAC.WS.A
22
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$621K 0.03% 105,765 +73,365 +226% +$431K
NUGT icon
23
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$770M
$565K 0.03% 60,000 – –
AUQ
24
DELISTED
AURICO GOLD INC COM
AUQ
$416K 0.02% 150,000 -102,910 -41% -$285K
JRO
25
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$402K 0.02% 34,542 – –
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