ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.45%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.98B
AUM Growth
+$2.98B
Cap. Flow
-$19.2M
Cap. Flow %
-0.64%
Top 10 Hldgs %
42.01%
Holding
159
New
15
Increased
3
Reduced
6
Closed
5

Top Buys

1
KMI.WS
Kinder Morgan Inc
KMI.WS
$42.6M
2
AIG.WS
American International Group, Inc.
AIG.WS
$16.9M
3
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$9.92M
4
COF.WS
Capital One Financial Corp
COF.WS
$9.38M
5
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$7.24M

Top Sells

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$14.6M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$7.67M
3
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$7.24M
4
AHL
ASPEN Insurance Holding Limited
AHL
$3.98M
5
IRDM icon
Iridium Communications
IRDM
$756K

Sector Composition

1 Communication Services 0.1%
2 Healthcare 0.08%
3 Real Estate 0.07%
4 Technology 0.05%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$164M 5.5% 1,190,675 -105,980 -8% -$14.6M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$42.6M 1.43% +8,561,704 New +$42.6M
FLG.PRU
3
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$33.4M 1.12% 683,549 -148,315 -18% -$7.24M
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$18.3M 0.61% 16,055 -45 -0.3% -$51.2K
AIG.WS
5
DELISTED
American International Group, Inc.
AIG.WS
$16.9M 0.57% +893,596 New +$16.9M
GM.WS.C
6
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$9.92M 0.33% +2,480,958 New +$9.92M
COF.WS
7
DELISTED
Capital One Financial Corp
COF.WS
$9.38M 0.32% +322,434 New +$9.38M
EMMSP
8
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$7.52M 0.25% 491,510 – –
TC.PRT
9
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$7.24M 0.24% +385,943 New +$7.24M
JPM.WS
10
DELISTED
JPMorgan Chase
JPM.WS
$5.32M 0.18% +317,463 New +$5.32M
KEY.PRG
11
DELISTED
KeyCorp Pfd
KEY.PRG
$5.32M 0.18% +42,655 New +$5.32M
UONEK icon
12
Urban One Class D
UONEK
$35.8M
$3.07M 0.1% 1,142,705 +142,705 +14% +$384K
EMMS
13
DELISTED
Emmis Communications Corp
EMMS
$2.05M 0.07% 761,460 +218,518 +40% +$588K
UVXY icon
14
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$690M
$1.72M 0.06% +50,000 New +$1.72M
INTC icon
15
Intel
INTC
$107B
$1.57M 0.05% 68,300 -21,900 -24% -$502K
GM.WS.B
16
DELISTED
General Motors Company
GM.WS.B
$1.37M 0.05% +73,884 New +$1.37M
TEVA icon
17
Teva Pharmaceuticals
TEVA
$21.1B
$1.21M 0.04% 31,987 -187 -0.6% -$7.06K
DRRX icon
18
DURECT Corp
DRRX
$59.6M
$1.17M 0.04% 873,140 – –
BRSL
19
Brightstar Lottery PLC
BRSL
$3.15B
$856K 0.03% 45,235 +25,235 +126% +$478K
ARK
20
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$755K 0.03% +191,612 New +$755K
BAC.PRL icon
21
Bank of America Series L
BAC.PRL
$3.84B
$751K 0.03% 695 -7,095 -91% -$7.67M
AUQ
22
DELISTED
AURICO GOLD INC COM
AUQ
$392K 0.01% 102,910 – –
JFR icon
23
Nuveen Floating Rate Income Fund
JFR
$1.13B
$384K 0.01% +32,071 New +$384K
CMLS
24
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$284K 0.01% 53,742 – –
ZIONW
25
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$227K 0.01% +46,190 New +$227K
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