ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.01%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.7B
AUM Growth
+$1.7B
Cap. Flow
-$4.64M
Cap. Flow %
-0.27%
Top 10 Hldgs %
44.9%
Holding
120
New
3
Increased
6
Reduced
7
Closed
5

Top Buys

1
RLJ.PRA icon
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$1.08M
2
CNVS icon
Cineverse
CNVS
$1.06M
3
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$620K
4
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$258K
5
AIG.WS
American International Group, Inc.
AIG.WS
$192K

Top Sells

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.87M
2
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
$1.39M
3
DSU icon
BlackRock Debt Strategies Fund
DSU
$591K
4
TEVA icon
Teva Pharmaceuticals
TEVA
$528K
5
SIRI icon
SiriusXM
SIRI
$509K

Sector Composition

1 Communication Services 0.45%
2 Real Estate 0.2%
3 Financials 0.06%
4 Materials 0.06%
5 Healthcare 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLG.PRU
1
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$23.8M 1.4% 470,779 +12,270 +3% +$620K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$9.01M 0.53% 6,879 – –
UONEK icon
3
Urban One Class D
UONEK
$35.8M
$4.59M 0.27% 2,584,412 +22,156 +0.9% +$39.3K
EVV
4
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.74M 0.22% 273,998 – –
EMMS
5
DELISTED
Emmis Communications Corp
EMMS
$3.4M 0.2% 965,076 -1,122 -0.1% -$3.95K
TWNKW
6
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2.76M 0.16% 1,184,511 +25,880 +2% +$60.3K
JQC icon
7
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.5M 0.15% 303,805 – –
CNVS icon
8
Cineverse
CNVS
$93.3M
$1.55M 0.09% 1,032,132 +704,278 +215% +$1.06M
BAC.PRL icon
9
Bank of America Series L
BAC.PRL
$3.84B
$1.19M 0.07% 900 – –
RLJ.PRA icon
10
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$1.08M 0.06% +39,700 New +$1.08M
GDL
11
GDL Fund
GDL
$95.9M
$1.07M 0.06% 110,269 – –
DBRG icon
12
DigitalBridge
DBRG
$2.08B
$972K 0.06% 85,174 – –
TAHO
13
DELISTED
Tahoe Resources Inc
TAHO
$958K 0.06% 200,000 – –
SIRI icon
14
SiriusXM
SIRI
$7.96B
$804K 0.05% 150,000 -95,000 -39% -$509K
RA
15
Brookfield Real Assets Income Fund
RA
$747M
$803K 0.05% 34,347 -2,000 -6% -$46.8K
WELL.PRI
16
DELISTED
Welltower Inc.
WELL.PRI
$780K 0.05% 13,000 – –
CCO icon
17
Clear Channel Outdoor Holdings
CCO
$616M
$779K 0.05% 169,442 – –
PHD
18
Pioneer Floating Rate Fund
PHD
$123M
$548K 0.03% 47,798 – –
DPG
19
Duff & Phelps Utility and Infrastructure Fund
DPG
$469M
$525K 0.03% 33,833 – –
GLU
20
Gabelli Utility & Income Trust
GLU
$107M
$374K 0.02% 17,571 -12,776 -42% -$272K
EVG
21
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$267K 0.02% 18,602 – –
KMF
22
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$258K 0.02% +18,698 New +$258K
DRRX icon
23
DURECT Corp
DRRX
$59.6M
$235K 0.01% 255,000 – –
AFT
24
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$235K 0.01% 14,507 – –
FOF icon
25
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
$233K 0.01% 17,540 -31,491 -64% -$418K
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