ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.03%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$1.26M
Cap. Flow %
-0.08%
Top 10 Hldgs %
47.97%
Holding
131
New
4
Increased
3
Reduced
7
Closed
4

Top Buys

1
DSKEW
Daseke, Inc. Warrant
DSKEW
$1.98M
2
DBRG icon
DigitalBridge
DBRG
$1.32M
3
CISN.WS
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
$531K
4
WELL.PRI
Welltower Inc.
WELL.PRI
$391K
5
DSKE
Daseke, Inc. Common Stock
DSKE
$196K

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.99M
2
SIRI icon
SiriusXM
SIRI
$804K
3
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$475K
4
DRRX icon
DURECT Corp
DRRX
$334K
5
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$53K

Sector Composition

1 Communication Services 0.49%
2 Real Estate 0.29%
3 Financials 0.12%
4 Materials 0.06%
5 Healthcare 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLG.PRU
1
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$23M 1.48% 461,273 -9,506 -2% -$475K
UONEK icon
2
Urban One Class D
UONEK
$35.8M
$5.43M 0.35% 2,584,412 – –
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$4.92M 0.32% 3,801 -3,078 -45% -$3.99M
EMMS
4
DELISTED
Emmis Communications Corp
EMMS
$4.48M 0.29% 965,076 – –
EVV
5
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.57M 0.23% 273,998 – –
TWNKW
6
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2.79M 0.18% 1,181,487 -3,024 -0.3% -$7.14K
JQC icon
7
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.41M 0.16% 303,805 – –
DSKEW
8
DELISTED
Daseke, Inc. Warrant
DSKEW
$1.98M 0.13% +1,787,450 New +$1.98M
DBRG icon
9
DigitalBridge
DBRG
$2.08B
$1.8M 0.12% 320,005 +234,831 +276% +$1.32M
CNVS icon
10
Cineverse
CNVS
$93.3M
$1.4M 0.09% 1,019,182 -12,950 -1% -$17.7K
BAC.PRL icon
11
Bank of America Series L
BAC.PRL
$3.84B
$1.13M 0.07% 875 -25 -3% -$32.3K
WELL.PRI
12
DELISTED
Welltower Inc.
WELL.PRI
$1.12M 0.07% 20,000 +7,000 +54% +$391K
GDL
13
GDL Fund
GDL
$95.9M
$1.03M 0.07% 110,269 – –
RLJ.PRA icon
14
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$979K 0.06% 38,630 -1,070 -3% -$27.1K
TAHO
15
DELISTED
Tahoe Resources Inc
TAHO
$938K 0.06% 200,000 – –
CCO icon
16
Clear Channel Outdoor Holdings
CCO
$616M
$830K 0.05% 169,442 – –
RA
17
Brookfield Real Assets Income Fund
RA
$747M
$748K 0.05% 34,347 – –
CISN.WS
18
DELISTED
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
$583K 0.04% 249,136 +226,936 +1,022% +$531K
PHD
19
Pioneer Floating Rate Fund
PHD
$123M
$557K 0.04% 47,798 – –
DPG
20
Duff & Phelps Utility and Infrastructure Fund
DPG
$469M
$473K 0.03% 33,833 – –
GLU
21
Gabelli Utility & Income Trust
GLU
$107M
$327K 0.02% 17,571 – –
EVG
22
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$254K 0.02% 18,602 – –
AFT
23
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$244K 0.02% 14,507 – –
KMF
24
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$220K 0.01% 18,698 – –
FOF icon
25
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
$216K 0.01% 17,540 – –
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