ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.02%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.26B
AUM Growth
+$1.26B
Cap. Flow
-$19.6M
Cap. Flow %
-1.56%
Top 10 Hldgs %
51.19%
Holding
121
New
3
Increased
6
Reduced
3
Closed
8

Top Buys

1
SMPLW
The Simply Good Foods Company Warrant
SMPLW
$2.51M
2
DSKEW
Daseke, Inc. Warrant
DSKEW
$1.56M
3
BKEP
Blueknight Energy Partners L.P.
BKEP
$1.15M
4
DBRG icon
DigitalBridge
DBRG
$649K
5
CCO icon
Clear Channel Outdoor Holdings
CCO
$547K

Top Sells

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$23M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$1.12M
3
RA
Brookfield Real Assets Income Fund
RA
$748K
4
CISN.WS
Cision Ltd. Warrants, each to purchase one Ordinary Share
CISN.WS
$583K
5
EMMS
Emmis Communications Corp
EMMS
$342K

Sector Composition

1 Communication Services 0.63%
2 Real Estate 0.38%
3 Financials 0.21%
4 Energy 0.09%
5 Materials 0.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UONEK icon
1
Urban One Class D
UONEK
$35.8M
$5.37M 0.43% 2,586,712 +2,300 +0.1% +$4.77K
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$4.79M 0.38% 3,801 – –
EMMS
3
DELISTED
Emmis Communications Corp
EMMS
$4.76M 0.38% 900,338 -64,738 -7% -$342K
DSKEW
4
DELISTED
Daseke, Inc. Warrant
DSKEW
$3.48M 0.28% 3,247,774 +1,460,324 +82% +$1.56M
EVV
5
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.45M 0.27% 273,998 – –
DBRG icon
6
DigitalBridge
DBRG
$2.08B
$2.65M 0.21% 424,010 +104,005 +33% +$649K
SMPLW
7
DELISTED
The Simply Good Foods Company Warrant
SMPLW
$2.51M 0.2% +603,912 New +$2.51M
TWNKW
8
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2.46M 0.2% 1,338,980 +157,493 +13% +$290K
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.42M 0.19% 303,805 – –
CNVS icon
10
Cineverse
CNVS
$93.3M
$1.32M 0.11% 851,248 -167,934 -16% -$260K
CCO icon
11
Clear Channel Outdoor Holdings
CCO
$616M
$1.28M 0.1% 296,741 +127,299 +75% +$547K
BKEP
12
DELISTED
Blueknight Energy Partners L.P.
BKEP
$1.15M 0.09% +336,686 New +$1.15M
BAC.PRL icon
13
Bank of America Series L
BAC.PRL
$3.84B
$1.1M 0.09% 875 – –
GDL
14
GDL Fund
GDL
$95.9M
$1.09M 0.09% 118,652 +8,383 +8% +$76.9K
RLJ.PRA icon
15
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$1.01M 0.08% 38,630 – –
TAHO
16
DELISTED
Tahoe Resources Inc
TAHO
$984K 0.08% 200,000 – –
PHD
17
Pioneer Floating Rate Fund
PHD
$123M
$534K 0.04% 47,798 – –
DPG
18
Duff & Phelps Utility and Infrastructure Fund
DPG
$469M
$486K 0.04% 33,833 – –
GLU
19
Gabelli Utility & Income Trust
GLU
$107M
$322K 0.03% 17,271 -300 -2% -$5.59K
EVG
20
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$242K 0.02% 18,602 – –
KMF
21
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$242K 0.02% 18,698 – –
AFT
22
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$237K 0.02% 14,507 – –
DSKE
23
DELISTED
Daseke, Inc. Common Stock
DSKE
$199K 0.02% 20,000 – –
SMM
24
DELISTED
Salient Midstream & MLP Fund
SMM
$177K 0.01% +17,521 New +$177K
AIG.WS
25
DELISTED
American International Group, Inc.
AIG.WS
$154K 0.01% 10,610 – –
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