ZA

Zazove Associates Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.9%
This Quarter Est. Return
1 Year Est. Return
+4.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.26B
AUM Growth
+$123M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
148
New
Increased
Reduced
Closed

Top Buys

1
+$4.82M
2
+$2.67M
3
+$2.49M
4
BHR.PRB
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
+$1.91M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.55M

Top Sells

1
+$6.29M
2
+$5.89M
3
+$5.16M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$5.13M
5
USAC icon
USA Compression Partners
USAC
+$2.73M

Sector Composition

1 Communication Services 0.92%
2 Energy 0.86%
3 Real Estate 0.5%
4 Financials 0.44%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
– –
0
2
$9.7M 0.77%
666,124
+171,027
3
– –
-3,206,874
4
– –
-1,155,387
5
– –
-3,097,637
6
$4.82M 0.38%
+650,000
7
– –
0
8
$4.33M 0.34%
1,720,000
+1,060,000
9
$3.91M 0.31%
312,798
10
$3.6M 0.29%
149,720
+15,041
11
– –
-153,799
12
$2.78M 0.22%
2,472,769
+281,790
13
– –
-344,705
14
– –
-159,045
15
– –
-673,600
16
– –
-202,441
17
$1.91M 0.15%
+91,780
18
– –
-36,784
19
$1.59M 0.13%
119,952
20
$1.55M 0.12%
+25,000
21
– –
-153,942
22
$1.32M 0.11%
883
+8
23
– –
0
24
– –
-38,630
25
– –
-673
1
2