ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.36%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.26B
AUM Growth
+$1.26B
Cap. Flow
-$28.7M
Cap. Flow %
-2.28%
Top 10 Hldgs %
47.89%
Holding
148
New
5
Increased
6
Reduced
3
Closed
23

Top Buys

1
AM icon
Antero Midstream
AM
$4.82M
2
CCO icon
Clear Channel Outdoor Holdings
CCO
$2.67M
3
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$2.49M
4
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$1.91M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.55M

Top Sells

1
UONEK icon
Urban One Class D
UONEK
$6.28M
2
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$5.89M
3
EMMS
Emmis Communications Corp
EMMS
$5.16M
4
USAC icon
USA Compression Partners
USAC
$2.73M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.73M

Sector Composition

1 Communication Services 0.92%
2 Energy 0.86%
3 Real Estate 0.5%
4 Financials 0.44%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLG.PRU
1
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
– – 0 – –
CMLS
2
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$9.7M 0.77% 666,124 +171,027 +35% +$2.49M
UONEK icon
3
Urban One Class D
UONEK
$35.8M
– – -3,206,874 Closed -$6.28M
EMMS
4
DELISTED
Emmis Communications Corp
EMMS
– – -1,085,890 Closed -$5.16M
TWNKW
5
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– – -3,097,637 Closed -$5.89M
AM icon
6
Antero Midstream
AM
$8.51B
$4.82M 0.38% +650,000 New +$4.82M
FTV.PRA
7
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– – 0 – –
CCO icon
8
Clear Channel Outdoor Holdings
CCO
$616M
$4.33M 0.34% 1,720,000 +1,060,000 +161% +$2.67M
EVV
9
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.91M 0.31% 312,798 – –
DBRG icon
10
DigitalBridge
DBRG
$2.08B
$3.61M 0.29% 598,879 +60,163 +11% +$362K
USAC icon
11
USA Compression Partners
USAC
$2.95B
– – -153,799 Closed -$2.73M
BKEP
12
DELISTED
Blueknight Energy Partners L.P.
BKEP
$2.78M 0.22% 2,472,769 +281,790 +13% +$317K
JQC icon
13
Nuveen Credit Strategies Income Fund
JQC
$754M
– – -344,705 Closed -$2.73M
KYN icon
14
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
– – -159,045 Closed -$2.44M
NRCG.WS
15
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– – -673,600 Closed -$1.12M
KMF
16
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– – -202,441 Closed -$2.34M
BHR.PRB
17
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.1M
$1.91M 0.15% +91,780 New +$1.91M
GER
18
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– – -331,058 Closed -$1.75M
CURO
19
DELISTED
CURO Group Holdings Corp.
CURO
$1.59M 0.13% 119,952 – –
BDXA
20
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.55M 0.12% +25,000 New +$1.55M
GDL
21
GDL Fund
GDL
$95.9M
– – -153,942 Closed -$1.43M
BAC.PRL icon
22
Bank of America Series L
BAC.PRL
$3.84B
$1.32M 0.11% 883 +8 +0.9% +$12K
RCA
23
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– – 0 – –
RLJ.PRA icon
24
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
– – -38,630 Closed -$1.02M
WFC.PRL icon
25
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– – -673 Closed -$922K
1
2