ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+5.97%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$815M
AUM Growth
+$815M
Cap. Flow
-$24.1M
Cap. Flow %
-2.95%
Top 10 Hldgs %
53.92%
Holding
127
New
8
Increased
7
Reduced
8
Closed
6

Top Buys

1
EOSEW icon
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.5M
2
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$3.41M
3
CURIW icon
CuriosityStream Inc. Warrant
CURIW
$2.43M
4
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$326K
5
GDL
GDL Fund
GDL
$284K

Top Sells

1
PRPLW
Purple Innovation, Inc.
PRPLW
$2.52M
2
HOUS icon
Anywhere Real Estate
HOUS
$1.93M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.45M
4
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$1.44M
5
DBRG icon
DigitalBridge
DBRG
$688K

Sector Composition

1 Energy 1.16%
2 Communication Services 0.73%
3 Financials 0.27%
4 Real Estate 0.09%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMLS
1
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$8.44M 1.04% 971,088 -64 -0% -$557
BKEP
2
DELISTED
Blueknight Energy Partners L.P.
BKEP
$5.23M 0.64% 2,629,666 +31,566 +1% +$62.8K
BHR.PRB
3
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.1M
$5.21M 0.64% 321,898 +20,164 +7% +$326K
TWNKW
4
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$4.63M 0.57% 2,928,208 -916,653 -24% -$1.45M
CCO icon
5
Clear Channel Outdoor Holdings
CCO
$616M
$3.94M 0.48% 2,386,572 +3,414 +0.1% +$5.63K
EOSEW icon
6
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.81M
$3.5M 0.43% +419,380 New +$3.5M
OXY.WS icon
7
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$3.41M 0.42% +500,000 New +$3.41M
EVV
8
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$2.72M 0.33% 217,221 – –
KYN icon
9
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$2.49M 0.31% 433,088 – –
CURIW icon
10
CuriosityStream Inc. Warrant
CURIW
$1.62M
$2.43M 0.3% +917,372 New +$2.43M
ECOLW
11
DELISTED
US Ecology, Inc. Warrant
ECOLW
$2.24M 0.28% 325,473 -7,314 -2% -$50.4K
USAC icon
12
USA Compression Partners
USAC
$2.95B
$2.06M 0.25% 151,715 – –
UONEK icon
13
Urban One Class D
UONEK
$35.8M
$1.99M 0.24% 1,697,414 +1,700 +0.1% +$1.99K
JQC icon
14
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.84M 0.23% 291,105 +18,300 +7% +$116K
GDL
15
GDL Fund
GDL
$95.9M
$1.77M 0.22% 203,318 +32,600 +19% +$284K
AM icon
16
Antero Midstream
AM
$8.51B
$1.74M 0.21% 225,000 – –
FLG.PRU
17
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$1.57M 0.19% 34,230 -31,361 -48% -$1.44M
CURO
18
DELISTED
CURO Group Holdings Corp.
CURO
$1.21M 0.15% 84,537 – –
KMF
19
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.19M 0.15% 207,169 – –
RCA
20
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– – 0 – –
DBRG icon
21
DigitalBridge
DBRG
$2.08B
$1M 0.12% 208,716 -143,108 -41% -$688K
RLJ.PRA icon
22
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$994K 0.12% 39,087 – –
BHR
23
Braemar Hotels & Resorts
BHR
$188M
$764K 0.09% 165,787 – –
SMM
24
DELISTED
Salient Midstream & MLP Fund
SMM
$623K 0.08% 145,850 +45,300 +45% +$193K
FRA icon
25
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$464K 0.06% 38,276 – –
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