ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.13%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.1B
AUM Growth
+$2.1B
Cap. Flow
+$61.2M
Cap. Flow %
2.92%
Top 10 Hldgs %
38.88%
Holding
128
New
9
Increased
4
Reduced
2
Closed
9

Top Buys

1
WELL.PRI
Welltower Inc.
WELL.PRI
$70.2M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8.39M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.69M
4
NRF
NorthStar Realty Finance Corp.
NRF
$1.45M
5
GDL
GDL Fund
GDL
$862K

Top Sells

1
GM.WS.B
General Motors Company
GM.WS.B
$15.8M
2
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$4.85M
3
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
$1.59M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
$1.15M
5
HTR
Brookfield Total Return Fund Inc
HTR
$850K

Sector Composition

1 Communication Services 0.28%
2 Real Estate 0.2%
3 Healthcare 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WELL.PRI
1
DELISTED
Welltower Inc.
WELL.PRI
$70.2M 3.35% +1,170,898 New +$70.2M
FLG.PRU
2
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
– – 0 – –
GM.WS.B
3
DELISTED
General Motors Company
GM.WS.B
– – -1,132,476 Closed -$15.8M
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$8.39M 0.4% +7,069 New +$8.39M
UONEK icon
5
Urban One Class D
UONEK
$35.8M
– – 0 – –
IRDMB
6
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.64M 0.17% 10,580 – –
EVV
7
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.46M 0.17% 252,198 – –
EMMS
8
DELISTED
Emmis Communications Corp
EMMS
$2.69M 0.13% 793,654 +182,069 +30% +$617K
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.69M 0.13% +303,805 New +$2.69M
KEY.PRG
10
DELISTED
KeyCorp Pfd
KEY.PRG
$1.98M 0.09% 14,664 +2,951 +25% +$398K
NRF
11
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.45M 0.07% +95,383 New +$1.45M
GDL
12
GDL Fund
GDL
$95.9M
$1.09M 0.05% 110,269 +87,617 +387% +$862K
BAC.WS.A
13
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
– – -343,568 Closed -$1.59M
FCH.PRA
14
DELISTED
Felcor Lodging Tr Ser A Cum Cv
FCH.PRA
$991K 0.05% 39,700 +2,200 +6% +$54.9K
RA
15
Brookfield Real Assets Income Fund
RA
$747M
$811K 0.04% +36,347 New +$811K
JSD
16
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$711K 0.03% +40,640 New +$711K
CMLS
17
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$694K 0.03% 680,576 -4,756,040 -87% -$4.85M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$550M
$575K 0.03% 50,668 -101,338 -67% -$1.15M
FOF icon
19
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
$574K 0.03% 49,031 – –
PHD
20
Pioneer Floating Rate Fund
PHD
$123M
$567K 0.03% +47,798 New +$567K
DPG
21
Duff & Phelps Utility and Infrastructure Fund
DPG
$469M
$524K 0.03% 33,833 – –
UTF icon
22
Cohen & Steers Infrastructure Fund
UTF
$2.58B
$518K 0.02% 26,758 – –
GLU
23
Gabelli Utility & Income Trust
GLU
$107M
$510K 0.02% 30,347 – –
SIRI icon
24
SiriusXM
SIRI
$7.96B
– – 0 – –
DRRX icon
25
DURECT Corp
DRRX
$59.6M
$342K 0.02% 255,000 – –
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