ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+4.68%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
+$9.88M
Cap. Flow %
0.89%
Top 10 Hldgs %
44.42%
Holding
165
New
20
Increased
4
Reduced
10
Closed
8

Top Buys

1
STEM.WS
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
$3.57M
2
SKLZ icon
Skillz
SKLZ
$3.26M
3
FLXN
Flexion Therapeutics, Inc.
FLXN
$2.39M
4
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
$2.17M
5
BHR
Braemar Hotels & Resorts
BHR
$1.93M

Top Sells

1
GDL
GDL Fund
GDL
$1.82M
2
AESC
The AES Corporation
AESC
$1.55M
3
STPK.WS
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
$1.5M
4
EOSEW icon
Eos Energy Enterprises, Inc. Warrant
EOSEW
$1.25M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.1M

Sector Composition

1 Communication Services 1.9%
2 Energy 1.29%
3 Real Estate 1.19%
4 Healthcare 0.35%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMLS
1
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$15M 1.34% 1,019,252 -30,052 -3% -$441K
UONEK icon
2
Urban One Class D
UONEK
$35.8M
$12.1M 1.08% 2,401,845 -69,014 -3% -$346K
BHR
3
Braemar Hotels & Resorts
BHR
$188M
$10.6M 0.95% 1,706,124 +311,320 +22% +$1.93M
BKEP
4
DELISTED
Blueknight Energy Partners L.P.
BKEP
$8.79M 0.79% 2,325,616 -191,182 -8% -$723K
OXY.WS icon
5
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$6.92M 0.62% 500,000 – –
CCO icon
6
Clear Channel Outdoor Holdings
CCO
$616M
$5.88M 0.53% 2,227,044 -159,528 -7% -$421K
KYN icon
7
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$3.85M 0.35% 433,088 – –
STEM.WS
8
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
$3.57M 0.32% +150,064 New +$3.57M
TWNKW
9
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$3.29M 0.3% 1,362,131 -455,692 -25% -$1.1M
CLOVW
10
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$3.26M 0.29% 641,635 +7,830 +1% +$39.8K
SKLZ icon
11
Skillz
SKLZ
$135M
$3.26M 0.29% +150,003 New +$3.26M
EVV
12
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$2.88M 0.26% 217,221 – –
LSEA
13
DELISTED
Landsea Homes
LSEA
$2.67M 0.24% 318,796 – –
USAC icon
14
USA Compression Partners
USAC
$2.95B
$2.5M 0.22% 151,715 – –
FLXN
15
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2.39M 0.21% +289,990 New +$2.39M
AM icon
16
Antero Midstream
AM
$8.51B
$2.34M 0.21% 225,000 – –
KMF
17
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.23M 0.2% 295,073 – –
PFIX icon
18
Simplify Interest Rate Hedge ETF
PFIX
$162M
$2.17M 0.19% +52,380 New +$2.17M
JQC icon
19
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.97M 0.18% 291,105 – –
EOSEW icon
20
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.81M
$1.82M 0.16% 253,067 -174,013 -41% -$1.25M
FLG.PRU
21
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$1.76M 0.16% 34,230 – –
UGIC
22
DELISTED
UGI Corporation
UGIC
– – 0 – –
PCTTW
23
PureCycle Technologies, Inc. Warrant
PCTTW
$844M
$1.56M 0.14% +128,138 New +$1.56M
RVNC
24
DELISTED
Revance Therapeutics, Inc.
RVNC
$1.55M 0.14% 52,235 – –
ECOLW
25
DELISTED
US Ecology, Inc. Warrant
ECOLW
$1.51M 0.14% 217,965 -24,407 -10% -$169K
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