ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.29%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.86B
AUM Growth
+$2.86B
Cap. Flow
+$162M
Cap. Flow %
5.68%
Top 10 Hldgs %
45.23%
Holding
120
New
7
Increased
7
Reduced
3
Closed
3

Top Buys

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$173M
2
KODK icon
Kodak
KODK
$9.44M
3
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$8.54M
4
KMI.WS
Kinder Morgan Inc
KMI.WS
$7.44M
5
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$6.51M

Top Sells

1
EMC
EMC CORPORATION
EMC
$48.8M
2
COF.WS
Capital One Financial Corp
COF.WS
$1.68M
3
TVIX
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$533K
4
AAL icon
American Airlines Group
AAL
$368K
5
NUGT icon
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$347K

Sector Composition

1 Industrials 0.33%
2 Communication Services 0.25%
3 Real Estate 0.12%
4 Healthcare 0.04%
5 Materials 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$173M 6.05% +1,361,570 New +$173M
FLG.PRU
2
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
– – 0 – –
KMI.WS
3
DELISTED
Kinder Morgan Inc
KMI.WS
$22.5M 0.79% 12,757,307 +4,227,603 +50% +$7.44M
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$22.2M 0.78% 18,899 +2,172 +13% +$2.55M
AIG.WS
5
DELISTED
American International Group, Inc.
AIG.WS
$20.2M 0.71% 987,784 +72,234 +8% +$1.48M
KODK icon
6
Kodak
KODK
$477M
$9.58M 0.33% 286,745 +282,660 +6,919% +$9.44M
COF.WS
7
DELISTED
Capital One Financial Corp
COF.WS
$8.65M 0.3% 244,812 -47,594 -16% -$1.68M
TC.PRT
8
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$8.54M 0.3% +665,968 New +$8.54M
EMMSP
9
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$6.95M 0.24% 443,270 – –
KEY.PRG
10
DELISTED
KeyCorp Pfd
KEY.PRG
$6.82M 0.24% 52,736 +9,681 +22% +$1.25M
GM.WS.C
11
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$6.51M 0.23% +2,307,858 New +$6.51M
JPM.WS
12
DELISTED
JPMorgan Chase
JPM.WS
$6.35M 0.22% 314,163 -3,300 -1% -$66.7K
UONEK icon
13
Urban One Class D
UONEK
$35.8M
$5.73M 0.2% 1,208,170 – –
EMMS
14
DELISTED
Emmis Communications Corp
EMMS
$3.46M 0.12% 1,079,897 – –
EVV
15
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$3.08M 0.11% 201,785 – –
GM.WS.B
16
DELISTED
General Motors Company
GM.WS.B
$2.22M 0.08% +127,500 New +$2.22M
NUGT icon
17
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$770M
$2.08M 0.07% 60,000 -10,000 -14% -$347K
JQC icon
18
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.55M 0.05% 163,024 +9,900 +6% +$94.1K
FWONA icon
19
Liberty Media Series A
FWONA
$22.5B
$1.31M 0.05% +10,000 New +$1.31M
DRRX icon
20
DURECT Corp
DRRX
$59.6M
$1.16M 0.04% 873,140 – –
AUQ
21
DELISTED
AURICO GOLD INC COM
AUQ
$1.1M 0.04% 252,910 – –
BAC.PRL icon
22
Bank of America Series L
BAC.PRL
$3.84B
$795K 0.03% 695 – –
DSU icon
23
BlackRock Debt Strategies Fund
DSU
$550M
$766K 0.03% 186,921 +221 +0.1% +$906
JRO
24
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$421K 0.01% 34,542 – –
JFR icon
25
Nuveen Floating Rate Income Fund
JFR
$1.13B
$384K 0.01% 32,071 – –
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