Zazove Associates’s Direxion Daily Gold Miners Index Bull 2X ETF NUGT Stock Holding History

Zazove Associates’s Portfolio NUGT Stock Details NUGT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,500	Closed	-$173K	–	129
2015 Q3	$173K	Hold	1,500	–	–	0.01%	118
2015 Q2	$487K	Hold	1,500	–	–	0.02%	109
2015 Q1	$565K	Hold	1,500	–	–	0.03%	98
2014 Q4	$670K	Hold	1,500	–	–	0.03%	99
2014 Q3	$1.37M	Hold	1,500	–	–	0.05%	95
2014 Q2	$2.77M	Hold	1,500	–	–	0.11%	76
2014 Q1	$2.08M	Sell	1,500 -250	-14%	-$415K	0.07%	84
2013 Q4	$1.92M	Buy	+1,750	New	+$2.66M	0.07%	84

Other funds holding NUGT

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Zazove Associates's NUGT Position: Q4 2015 in Review

Zazove Associates sold out of Direxion Daily Gold Miners Index Bull 2X ETF (NUGT) in Q4 2015, closing a stake of 1,500 shares — an estimated $173K sold.

Zazove Associates first reported a position in NUGT in Q4 2013 and held it in 8 quarters. The position peaked at $2.77M in Q2 2014. 35 funds tracked by Wall St. Rank hold NUGT as of Q4 2015.

Zazove Associates reported no remaining Direxion Daily Gold Miners Index Bull 2X ETF position as of Q4 2015 after selling out during the quarter.
Zazove Associates sold 1,500 Direxion Daily Gold Miners Index Bull 2X ETF shares in Q4 2015, an estimated $173K.
Zazove Associates first reported a position in Direxion Daily Gold Miners Index Bull 2X ETF in Q4 2013 and held it in 8 quarters.
Zazove Associates's Direxion Daily Gold Miners Index Bull 2X ETF position peaked at $2.77M in Q2 2014.
35 funds tracked by Wall St. Rank held Direxion Daily Gold Miners Index Bull 2X ETF as of Q4 2015.

Based on Zazove Associates's 13F filing for Q4 2015, filed 28 Jan 2016.