ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.29%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$3.39B
AUM Growth
–
Cap. Flow
+$342M
Cap. Flow %
10.1%
Top 10 Hldgs %
39.6%
Holding
141
New
18
Increased
–
Reduced
–
Closed
–

Top Buys

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$167M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$40.6M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$19.2M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$8.64M
5
EMMSP
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$5.9M

Top Sells

No sells this quarter

Sector Composition

1 Financials 0.12%
2 Communication Services 0.09%
3 Technology 0.06%
4 Healthcare 0.06%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$167M 4.93% +1,296,655 New +$167M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
– – 0 – –
FLG.PRU
3
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$40.6M 1.2% +831,864 New +$40.6M
WFC.PRL icon
4
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$19.2M 0.57% +16,100 New +$19.2M
AIG.WS
5
DELISTED
American International Group, Inc.
AIG.WS
– – 0 – –
BAC.PRL icon
6
Bank of America Series L
BAC.PRL
$3.84B
$8.64M 0.26% +7,790 New +$8.64M
COF.WS
7
DELISTED
Capital One Financial Corp
COF.WS
– – 0 – –
TC.PRT
8
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– – 0 – –
MLU
9
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
– – 0 – –
EMMSP
10
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$5.9M 0.17% +491,510 New +$5.9M
JPM.WS
11
DELISTED
JPMorgan Chase
JPM.WS
– – 0 – –
AHL
12
DELISTED
ASPEN Insurance Holding Limited
AHL
$3.98M 0.12% +107,241 New +$3.98M
APA.PRD
13
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– – 0 – –
GM.WS.A
14
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– – 0 – –
GM.WS.B
15
DELISTED
General Motors Company
GM.WS.B
– – 0 – –
UONEK icon
16
Urban One Class D
UONEK
$35.8M
$2.32M 0.07% +1,000,000 New +$2.32M
INTC icon
17
Intel
INTC
$107B
$2.19M 0.06% +90,200 New +$2.19M
TEVA icon
18
Teva Pharmaceuticals
TEVA
$21.1B
$1.26M 0.04% +32,174 New +$1.26M
EMMS
19
DELISTED
Emmis Communications Corp
EMMS
$1.16M 0.03% +542,942 New +$1.16M
DRRX icon
20
DURECT Corp
DRRX
$59.6M
$917K 0.03% +873,140 New +$917K
IRDM icon
21
Iridium Communications
IRDM
$2.64B
$756K 0.02% +97,422 New +$756K
AUQ
22
DELISTED
AURICO GOLD INC COM
AUQ
$450K 0.01% +102,910 New +$450K
BRSL
23
Brightstar Lottery PLC
BRSL
$3.15B
$334K 0.01% +20,000 New +$334K
NEM icon
24
Newmont
NEM
$81.7B
$277K 0.01% +9,250 New +$277K
AU.PRA
25
DELISTED
ANGLOGOLD ASHANTI HLDGS FIN PLC MNTY SUB BD CONV 2013 (IMN)
AU.PRA
– – 0 – –
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