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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
+0.29%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.39B
AUM Growth
–
Cap. Flow
+$344M
Cap. Flow %
10.16%
Top 10 Hldgs %
39.6%
Holding
141
New
18
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$167M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$40.7M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.6M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$9.41M
5
EMMSP
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
+$5.9M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 0.12%
2 Communication Services 0.09%
3 Technology 0.06%
4 Healthcare 0.06%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$167M 4.93%
+1,296,655
New +$167M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
– –
0
– –
FLG.PRU
3
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$117M
$40.6M 1.2%
+831,864
New +$40.7M
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$19.2M 0.57%
+16,100
New +$20.6M
AIG.WS
5
DELISTED
American International Group, Inc.
AIG.WS
– –
0
– –
BAC.PRL icon
6
Bank of America Series L
BAC.PRL
$3.97B
$8.64M 0.26%
+7,790
New +$9.41M
COF.WS
7
DELISTED
Capital One Financial Corp
COF.WS
– –
0
– –
TC.PRT
8
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– –
0
– –
MLU
9
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
– –
0
– –
EMMSP
10
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$5.9M 0.17%
+491,510
New +$5.9M
JPM.WS
11
DELISTED
JPMorgan Chase
JPM.WS
– –
0
– –
AHL
12
DELISTED
ASPEN Insurance Holding Limited
AHL
$3.98M 0.12%
+107,241
New +$4.04M
APA.PRD
13
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
0
– –
GM.WS.A
14
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
0
– –
GM.WS.B
15
DELISTED
General Motors Company
GM.WS.B
– –
0
– –
UONEK icon
16
Urban One Class D
UONEK
$22.8M
$2.32M 0.07%
+100,000
New +$2.01M
INTC icon
17
Intel
INTC
$459B
$2.19M 0.06%
+90,200
New +$2.13M
TEVA icon
18
Teva Pharmaceuticals
TEVA
$40.2B
$1.26M 0.04%
+32,174
New +$1.25M
EMMS
19
DELISTED
Emmis Communications Corp
EMMS
$1.16M 0.03%
+144,423
New +$873K
DRRX
20
DELISTED
DURECT Corp
DRRX
$917K 0.03%
+87,314
New +$972K
IRDM icon
21
Iridium Communications
IRDM
$5.12B
$756K 0.02%
+97,422
New +$685K
AUQ
22
DELISTED
AURICO GOLD INC COM
AUQ
$450K 0.01%
+102,910
New +$514K
BRSL
23
Brightstar Lottery PLC
BRSL
$1.86B
$334K 0.01%
+20,000
New +$343K
NEM icon
24
Newmont
NEM
$100B
$277K 0.01%
+9,250
New +$311K
AU.PRA
25
DELISTED
ANGLOGOLD ASHANTI HLDGS FIN PLC MNTY SUB BD CONV 2013 (IMN)
AU.PRA
– –
0
– –
1
2

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IB
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IA
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DGM
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WCM
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GC
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CCM
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AG
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Zazove Associates's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Zazove Associates, which disclosed 141 positions worth $3.39B. Its ten largest holdings account for 40% of the portfolio.

Its largest position is STANLEY BLACK & DECKER INC CORP UNIT: 1,296,655 shares worth $167M.

By sector, the portfolio is most concentrated in Financials at 0.12% of assets, followed by Communication Services and Technology.

  • Zazove Associates's largest Q2 2013 buy was STANLEY BLACK & DECKER INC CORP UNIT: 1,296,655 shares worth $167M.
  • Zazove Associates's ten largest holdings make up 40% of its $3.39B portfolio in Q2 2013.
  • Zazove Associates disclosed 141 positions in Q2 2013, its first 13F filing on record.

Based on Zazove Associates's 13F filing for Q2 2013, filed 14 Aug 2013.