ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.05%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$2.58B
AUM Growth
+$2.58B
Cap. Flow
-$179M
Cap. Flow %
-6.94%
Top 10 Hldgs %
48.22%
Holding
146
New
3
Increased
5
Reduced
4
Closed
4

Top Buys

1
OMC icon
Omnicom Group
OMC
$18.5M
2
AGCO icon
AGCO
AGCO
$7.58M
3
GM.WS.B
General Motors Company
GM.WS.B
$3.55M
4
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$3.29M
5
FWONK icon
Liberty Media Series C
FWONK
$940K

Top Sells

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$180M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$20.6M
3
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$8.05M
4
TC
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$3M
5
KODK icon
Kodak
KODK
$1.3M

Sector Composition

1 Communication Services 0.94%
2 Industrials 0.46%
3 Materials 0.12%
4 Real Estate 0.09%
5 Healthcare 0.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– – -1,357,790 Closed -$180M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$45.9M 1.78% 12,620,171 +138,917 +1% +$506K
FLG.PRU
3
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$33.4M 1.29% 673,754 +2,465 +0.4% +$122K
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$22.5M 0.87% 943,448 – –
OMC icon
5
Omnicom Group
OMC
$15.2B
$18.5M 0.72% +268,576 New +$18.5M
WFC.PRL icon
6
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– – -16,995 Closed -$20.6M
GM.WS.B
7
DELISTED
General Motors Company
GM.WS.B
$14.1M 0.55% 972,920 +245,720 +34% +$3.55M
AGCO icon
8
AGCO
AGCO
$8.07B
$7.58M 0.29% +166,823 New +$7.58M
KEY.PRG
9
DELISTED
KeyCorp Pfd
KEY.PRG
$7.02M 0.27% 53,527 – –
EMMSP
10
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$6.6M 0.26% 443,270 – –
TC.PRT
11
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– – -492,668 Closed -$8.05M
JPM.WS
12
DELISTED
JPMorgan Chase
JPM.WS
$6.32M 0.25% 314,163 – –
IRDMB
13
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.78M 0.19% 14,000 – –
CMLS
14
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$4.33M 0.17% 1,075,000 +817,301 +317% +$3.29M
UONEK icon
15
Urban One Class D
UONEK
$35.8M
$4.28M 0.17% 1,345,031 +70,529 +6% +$224K
KODK icon
16
Kodak
KODK
$477M
$4.2M 0.16% 191,348 -59,024 -24% -$1.3M
EVV
17
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$2.94M 0.11% 201,785 – –
EMMS
18
DELISTED
Emmis Communications Corp
EMMS
$2.28M 0.09% 1,079,897 – –
TC
19
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– – -1,013,077 Closed -$3M
JQC icon
20
Nuveen Credit Strategies Income Fund
JQC
$754M
$2.22M 0.09% 248,024 – –
GM.WS.C
21
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$1.95M 0.08% 2,238,351 – –
NUGT icon
22
Direxion Daily Gold Miners Index Bull 2X Shares
NUGT
$770M
$1.37M 0.05% 60,000 – –
DRRX icon
23
DURECT Corp
DRRX
$59.6M
$1.27M 0.05% 862,490 -10,650 -1% -$15.7K
FWONK icon
24
Liberty Media Series C
FWONK
$25B
$940K 0.04% +20,000 New +$940K
AUQ
25
DELISTED
AURICO GOLD INC COM
AUQ
$883K 0.03% 252,910 – –
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