We are live on ! Find out more
ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
-0.05%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.58B
AUM Growth
+$49.4M
Cap. Flow
-$2.12B
Cap. Flow %
-82.23%
Top 10 Hldgs %
48.22%
Holding
141
New
3
Increased
5
Reduced
5
Closed
4

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$19.2M
2
AGCO icon
AGCO
AGCO
+$8.27M
3
GM.WS.B
General Motors Company
GM.WS.B
+$4.23M
4
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
+$4.05M
5
FWONK icon
Liberty Media Series C
FWONK
+$957K

Top Sells

Rank Stock Value
1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$180M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.5M
3
TC.PRT
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
+$8.11M
4
TC
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
+$2.8M
5
KODK icon
Kodak
KODK
+$1.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0.94%
2 Industrials 0.46%
3 Materials 0.12%
4 Real Estate 0.09%
5 Healthcare 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-1,357,790
Closed -$180M
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$45.9M 1.78%
12,620,171
+138,917
+1% +$468K
FLG.PRU
3
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$117M
$33.4M 1.29%
673,754
+2,465
+0.4% +$122K
AIG.WS
4
DELISTED
American International Group, Inc.
AIG.WS
$22.5M 0.87%
943,448
– –
OMC icon
5
Omnicom Group
OMC
$21.7B
$18.5M 0.72%
+268,576
New +$19.2M
WFC.PRL icon
6
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
– –
-16,995
Closed -$20.5M
GM.WS.B
7
DELISTED
General Motors Company
GM.WS.B
$14.1M 0.55%
972,920
+245,720
+34% +$4.23M
AGCO icon
8
AGCO
AGCO
$7.28B
$7.58M 0.29%
+166,823
New +$8.27M
KEY.PRG
9
DELISTED
KeyCorp Pfd
KEY.PRG
$7.02M 0.27%
53,527
– –
EMMSP
10
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$6.6M 0.26%
443,270
– –
TC.PRT
11
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
– –
-492,668
Closed -$8.11M
JPM.WS
12
DELISTED
JPMorgan Chase
JPM.WS
$6.32M 0.25%
314,163
– –
IRDMB
13
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.78M 0.19%
14,000
– –
CMLS
14
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$4.33M 0.17%
134,375
+102,163
+317% +$4.05M
UONEK icon
15
Urban One Class D
UONEK
$22.8M
$4.28M 0.17%
134,503
+7,053
+6% +$261K
KODK icon
16
Kodak
KODK
$828M
$4.2M 0.16%
191,348
-59,024
-24% -$1.4M
EVV
17
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2.94M 0.11%
201,785
– –
EMMS
18
DELISTED
Emmis Communications Corp
EMMS
$2.28M 0.09%
287,253
– –
TC
19
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-1,013,077
Closed -$2.8M
JQC icon
20
Nuveen Credit Strategies Income Fund
JQC
$707M
$2.21M 0.09%
248,024
– –
GM.WS.C
21
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$1.95M 0.08%
2,238,351
– –
NUGT icon
22
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$892M
$1.37M 0.05%
1,500
– –
DRRX
23
DELISTED
DURECT Corp
DRRX
$1.27M 0.05%
86,249
-1,065
-1% -$16.5K
FWONK icon
24
Liberty Media Series C
FWONK
$24.5B
$940K 0.04%
+37,382
New +$957K
AUQ
25
DELISTED
AURICO GOLD INC COM
AUQ
$883K 0.03%
252,910
– –
1
2

Similar funds

SC
Strategy Capital Los Altos, California $1.22B AUM 27.02% 1-Year Est. Return
IB
Intrust Bank Wichita, Kansas $1.23B AUM 26.34% 1-Year Est. Return
IA
Inspire Advisors Meridian, Idaho $1.23B AUM 18.62% 1-Year Est. Return
DGM
Delta Global Management New York $1.22B AUM 34.86% 1-Year Est. Return
WCM
Windward Capital Management Los Angeles, California $1.23B AUM 23.17% 1-Year Est. Return
GC
Gillson Capital Chicago, Illinois $1.22B AUM 7.54% 1-Year Est. Return
CCM
Coliseum Capital Management Rowayton, Connecticut $1.22B AUM 18.72% 1-Year Est. Return
AG
Atairos Group Bryn Mawr, Pennsylvania $1.22B AUM 38.2% 1-Year Est. Return

Zazove Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Zazove Associates held 141 positions worth $2.58B, up 2% from $2.53B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Zazove Associates withdrew a net $2.12B in Q3 2014, closing 4 positions and reducing 5 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $180M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.94% of assets, up from 0.3% a quarter earlier, followed by Industrials and Materials.

Against the trend, Zazove Associates opened a new position in Omnicom Group worth $18.5M.

  • Zazove Associates's largest Q3 2014 buy was Omnicom Group: 268,576 shares worth $18.5M.
  • Zazove Associates added most to General Motors Company in Q3 2014, an estimated $4.23M increase.
  • Zazove Associates's biggest Q3 2014 reduction was Kodak, cutting an estimated $1.4M.
  • Zazove Associates fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q3 2014, selling an estimated $180M.
  • Zazove Associates's ten largest holdings make up 48% of its $2.58B portfolio in Q3 2014.
  • Zazove Associates opened 3 new positions and closed 4 in Q3 2014.
  • Zazove Associates's portfolio value rose 2% quarter-over-quarter to $2.58B.

Based on Zazove Associates's 13F filing for Q3 2014, filed 10 Nov 2014.