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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$804M
AUM Growth
-$160M
Cap. Flow
-$774M
Cap. Flow %
-96.24%
Top 10 Hldgs %
53.11%
Holding
142
New
2
Increased
14
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.62M
2
MIR.WS
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
+$1.03M
3
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$550K
4
BFLY icon
Butterfly Network
BFLY
+$525K
5
THCH icon
TH International
THCH
+$501K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$19.2M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.57M
3
GTX icon
Garrett Motion
GTX
+$3.88M
4
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.54M
5
USAC icon
USA Compression Partners
USAC
+$1.95M

Sector Composition

Rank Sector Weight
1 Communication Services 2.04%
2 Materials 0.88%
3 Energy 0.86%
4 Real Estate 0.65%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UONEK icon
1
Urban One Class D
UONEK
$22.8M
$8.7M 1.08%
246,417
+1,000
+0.4% +$45.7K
CMLS
2
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$7.76M 0.97%
1,458,428
– –
WESTW
3
DELISTED
Westrock Coffee Company Warrants
WESTW
$6.88M 0.86%
3,058,729
+140,076
+5% +$243K
KYN icon
4
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$6.86M 0.85%
781,787
+313,280
+67% +$2.62M
GRNT icon
5
Granite Ridge Resources
GRNT
$632M
$6.29M 0.78%
1,044,274
– –
BHR
6
Braemar Hotels & Resorts
BHR
$148M
$5.25M 0.65%
2,101,511
– –
UAN icon
7
CVR Partners
UAN
$1.33B
$5.02M 0.62%
76,700
– –
VUSB icon
8
Vanguard Ultra-Short Bond ETF
VUSB
$8.91B
$4.94M 0.61%
100,000
– –
CCO icon
9
Clear Channel Outdoor Holdings
CCO
$1.23B
$4.8M 0.6%
2,639,527
-848,110
-24% -$1.17M
MIR.WS
10
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$3.85M 0.48%
1,889,669
+682,605
+57% +$1.03M
STKL
11
DELISTED
SunOpta
STKL
$3.25M 0.4%
594,034
+112,011
+23% +$490K
GDL
12
GDL Fund
GDL
$92.1M
$3.04M 0.38%
378,222
+23,071
+6% +$181K
NPWR.WS icon
13
NET Power Inc Warrants
NPWR.WS
$16.1M
$2.75M 0.34%
1,261,983
+96,739
+8% +$315K
HTZWW
14
Hertz Global Holdings Warrants
HTZWW
$64.3M
$2.67M 0.33%
487,439
+66,116
+16% +$334K
THCH icon
15
TH International
THCH
$55.1M
$2.41M 0.3%
275,293
+57,077
+26% +$501K
UONE icon
16
Urban One Class A
UONE
$22.8M
$2.36M 0.29%
58,598
– –
DJTWW
17
Trump Media & Technology Group Warrants
DJTWW
$829M
$2M 0.25%
376,776
-980
-0.3% -$5.1K
ODV
18
DELISTED
Osisko Development Corp
ODV
$1.82M 0.23%
625,200
– –
JQC icon
19
Nuveen Credit Strategies Income Fund
JQC
$707M
$1.41M 0.18%
269,862
-21,243
-7% -$107K
SKIN icon
20
SkinHealth Systems
SKIN
$90.6M
$1.06M 0.13%
342,404
– –
RUMBW
21
RUM Group Inc Warrant
RUMBW
$13.2M
$1.04M 0.13%
1,065,815
– –
WFC.PRL icon
22
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$822K 0.1%
687
– –
FLG.PRU
23
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$117M
$790K 0.1%
19,388
-760
-4% -$28.1K
LSEAW
24
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$760K 0.09%
2,124,867
-103,725
-5% -$21.9K
PFIX icon
25
Simplify Interest Rate Hedge ETF
PFIX
$184M
$690K 0.09%
17,250
-1,100
-6% -$99K
1
2 3

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Zazove Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Zazove Associates held 142 positions worth $804M, down 17% from $964M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Zazove Associates withdrew a net $774M in Q4 2023, closing 7 positions and reducing 12 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $19.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 2% of assets, down from 2.2% a quarter earlier, followed by Materials and Energy.

Against the trend, Zazove Associates opened a new position in THE CONTAINER STORE GROUP, INC. worth $621K.

  • Zazove Associates's largest Q4 2023 buy was THE CONTAINER STORE GROUP, INC.: 18,172 shares worth $621K.
  • Zazove Associates added most to Kayne Anderson Energy Infrastructure Fund in Q4 2023, an estimated $2.62M increase.
  • Zazove Associates's biggest Q4 2023 reduction was Sandstorm Gold, cutting an estimated $1.56M.
  • Zazove Associates fully exited Occidental Petroleum Corp Warrants in Q4 2023, selling an estimated $19.2M.
  • Zazove Associates's ten largest holdings make up 53% of its $804M portfolio in Q4 2023.
  • Zazove Associates opened 2 new positions and closed 7 in Q4 2023.
  • Zazove Associates's portfolio value fell 17% quarter-over-quarter to $804M.

Based on Zazove Associates's 13F filing for Q4 2023, filed 31 Jan 2024.