UBS Group Portfolio holdings
UBS Group is the Swiss bank holding company behind UBS, which was created in 1998 when Union Bank of Switzerland merged with Swiss Bank Corporation; the holding company was listed in New York in 2014. Its business spans wealth management, investment banking, asset management and banking for individuals and companies. Its asset management arm offers stock, bond, currency, hedge fund, real estate, infrastructure and private equity strategies, which can also be combined in multi-asset portfolios. The group's roots go back to the Bank in Winterthur, founded in 1862, and to Swiss Bank Corporation, started by six private bankers in Basel by 1854. The wealth management arm serves high net worth individuals worldwide, and its US business grew out of Paine Webber, the American brokerage UBS merged with in 2000 and renamed UBS Wealth Management USA in 2003. In 2023 UBS took over Credit Suisse in a rescue deal arranged by the Swiss government and central bank.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide Holdings Inc. Common Stock
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.51% |
| 2 | Financials | 7.18% |
| 3 | Healthcare | 5.96% |
| 4 | Technology | 5.74% |
| 5 | Energy | 5.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$796B
| $10.2B | 5.61% |
45,476,629
-6,597,098
| -13% | -$1.44B |
2014 Q4
8 quarters
|
|
|
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$796B
| $7.32B | 4.04% |
32,760,900
+22,009,600
| +205% | +$4.81B |
2014 Q4
8 quarters
|
|
3
UBS Group
UBS
$146B
| $2.31B | 1.27% |
144,471,584
-2,330,652
| -2% | -$35.1M |
2014 Q4
8 quarters
|
|
4
Apple
AAPL
$5.21T
| $2.04B | 1.12% |
70,281,944
+6,097,748
| +10% | +$173M |
2014 Q4
8 quarters
|
|
5
iShares MSCI EAFE ETF
EFA
$77.1B
| $1.75B | 0.97% |
30,308,716
+1,729,987
| +6% | +$100M |
2014 Q4
8 quarters
|
|
6
Microsoft
MSFT
$3.88T
| $1.56B | 0.86% |
25,099,375
-1,154,036
| -4% | -$69.4M |
2014 Q4
8 quarters
|
|
7
ExxonMobil
XOM
$695B
| $1.24B | 0.69% |
13,774,278
+562,697
| +4% | +$49.2M |
2014 Q4
8 quarters
|
|
8
Intel
INTC
$306B
| $1.2B | 0.66% |
33,062,922
-1,717,475
| -5% | -$61.5M |
2014 Q4
8 quarters
|
|
9
PUT
iShares MSCI Emerging Markets ETF
EEM
$27.9B
| $1.18B | 0.65% |
33,669,400
-5,410,400
| -14% | -$195M |
2014 Q4
8 quarters
|
|
10
JPMorgan Chase
JPM
$914B
| $1.12B | 0.62% |
12,984,153
+532,765
| +4% | +$40.6M |
2014 Q4
8 quarters
|
|
|
11
SPDR Gold Trust
GLD
$130B
| $1.09B | 0.6% |
9,950,930
+2,376,619
| +31% | +$276M |
2014 Q4
8 quarters
|
|
12
Home Depot
HD
$346B
| $1.07B | 0.59% |
8,011,951
+190,457
| +2% | +$24.5M |
2014 Q4
8 quarters
|
|
13
GE Aerospace
GE
$343B
| $1.05B | 0.58% |
6,917,512
+214,783
| +3% | +$31.2M |
2014 Q4
8 quarters
|
|
|
14
Procter & Gamble
PG
$395B
| $1B | 0.55% |
11,926,033
+3,634,878
| +44% | +$310M |
2014 Q4
8 quarters
|
|
|
15
CALL
SPDR Gold Trust
GLD
$130B
| $989M | 0.55% |
9,027,000
-73,100
| -0.8% | -$8.49M |
2014 Q4
8 quarters
|
|
16
Vanguard Morningstar Total Stock Market ETF
VTI
$685B
| $980M | 0.54% |
8,495,228
+441,892
| +5% | +$49.7M |
2014 Q4
8 quarters
|
|
17
Walt Disney
DIS
$205B
| $963M | 0.53% |
9,242,124
+877,699
| +10% | +$85.6M |
2014 Q4
8 quarters
|
|
18
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.4B
| $935M | 0.52% |
40,224,400
+39,824,900
| +9,969% | +$854M |
2014 Q4
8 quarters
|
|
19
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$18B
| $930M | 0.51% |
10,750,300
+4,012,300
| +60% | +$345M |
2014 Q4
8 quarters
|
|
20
Alphabet (Google) Class A
GOOGL
$3.62T
| $924M | 0.51% |
23,317,980
+1,811,560
| +8% | +$72.4M |
2015 Q4
4 quarters
|
|
21
RTX Corp
RTX
$266B
| $921M | 0.51% |
13,351,390
+500,022
| +4% | +$33.1M |
2014 Q4
8 quarters
|
|
22
Johnson & Johnson
JNJ
$693B
| $916M | 0.51% |
7,950,781
+118,120
| +2% | +$13.6M |
2014 Q4
8 quarters
|
|
23
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
| $888M | 0.49% |
20,929,719
+3,984,230
| +24% | +$175M |
2014 Q4
8 quarters
|
|
24
Vanguard Morningstar Growth ETF
VUG
$217B
| $886M | 0.49% |
47,693,088
+5,094,498
| +12% | +$94.2M |
2014 Q4
8 quarters
|
|
25
Meta Platforms (Facebook)
META
$1.6T
| $878M | 0.49% |
7,634,790
+271,323
| +4% | +$33.3M |
2014 Q4
8 quarters
|
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group's Q4 2016 filing shows 819 new, 3,870 increased, 2,713 reduced and 745 closed positions. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B.
By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 54% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.