UBS Group Portfolio holdings
UBS Group is the Swiss bank holding company behind UBS, which was created in 1998 when Union Bank of Switzerland merged with Swiss Bank Corporation; the holding company was listed in New York in 2014. Its business spans wealth management, investment banking, asset management and banking for individuals and companies. Its asset management arm offers stock, bond, currency, hedge fund, real estate, infrastructure and private equity strategies, which can also be combined in multi-asset portfolios. The group's roots go back to the Bank in Winterthur, founded in 1862, and to Swiss Bank Corporation, started by six private bankers in Basel by 1854. The wealth management arm serves high net worth individuals worldwide, and its US business grew out of Paine Webber, the American brokerage UBS merged with in 2000 and renamed UBS Wealth Management USA in 2003. In 2023 UBS took over Credit Suisse in a rescue deal arranged by the Swiss government and central bank.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.36% |
| 2 | Financials | 7.27% |
| 3 | Technology | 6.47% |
| 4 | Healthcare | 6.17% |
| 5 | Industrials | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $11.7B | 5.39% |
46,382,100
+27,609,400
| +147% | +$6.81B |
2014 Q4
11 quarters
|
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $8.05B | 3.73% |
32,056,096
+1,713,642
| +6% | +$422M |
2014 Q4
11 quarters
|
|
3
UBS Group
UBS
$146B
| $2.39B | 1.1% |
139,181,749
-2,519,072
| -2% | -$43.1M |
2014 Q4
11 quarters
|
|
4
Apple
AAPL
$5.18T
| $2.26B | 1.05% |
58,783,528
-3,453,224
| -6% | -$134M |
2014 Q4
11 quarters
|
|
5
Microsoft
MSFT
$3.89T
| $2.14B | 0.99% |
28,691,874
+2,397,446
| +9% | +$175M |
2014 Q4
11 quarters
|
|
6
iShares MSCI EAFE ETF
EFA
$77.3B
| $2.09B | 0.97% |
30,525,122
+36,796
| +0.1% | +$2.46M |
2014 Q4
11 quarters
|
|
7
PUT
iShares Russell 2000 ETF
IWM
$76.4B
| $1.69B | 0.78% |
11,398,800
+2,039,900
| +22% | +$287M |
2014 Q4
11 quarters
|
|
8
iShares Core MSCI EAFE ETF
IEFA
$192B
| $1.65B | 0.76% |
25,650,140
+3,762,312
| +17% | +$235M |
2014 Q4
11 quarters
|
|
9
iShares Core MSCI Emerging Markets ETF
IEMG
$146B
| $1.55B | 0.72% |
28,655,037
+1,399,857
| +5% | +$74.3M |
2014 Q4
11 quarters
|
|
10
Home Depot
HD
$348B
| $1.51B | 0.7% |
9,230,317
+764,203
| +9% | +$117M |
2014 Q4
11 quarters
|
|
11
CALL
Visa
V
$794B
| $1.48B | 0.69% |
14,089,200
+14,053,440
| +39,299% | +$1.43B |
2014 Q4
11 quarters
|
|
12
CALL
Alibaba
BABA
$235B
| $1.47B | 0.68% |
8,518,324
+4,469,126
| +110% | +$725M |
2014 Q4
11 quarters
|
|
13
Johnson & Johnson
JNJ
$688B
| $1.45B | 0.67% |
11,188,043
+927,150
| +9% | +$123M |
2014 Q4
11 quarters
|
|
14
Intel
INTC
$317B
| $1.42B | 0.65% |
37,178,386
+2,746,546
| +8% | +$97.6M |
2014 Q4
11 quarters
|
|
15
Alphabet (Google) Class A
GOOGL
$3.64T
| $1.39B | 0.64% |
28,622,620
+3,874,340
| +16% | +$184M |
2015 Q4
7 quarters
|
|
16
Meta Platforms (Facebook)
META
$1.64T
| $1.36B | 0.63% |
7,977,900
+490,244
| +7% | +$81.8M |
2014 Q4
11 quarters
|
|
17
Vanguard Morningstar Value ETF
VTV
$197B
| $1.24B | 0.58% |
12,459,687
+951,064
| +8% | +$93.1M |
2014 Q4
11 quarters
|
|
18
JPMorgan Chase
JPM
$919B
| $1.24B | 0.57% |
12,998,096
+296,939
| +2% | +$27.4M |
2014 Q4
11 quarters
|
|
|
19
PUT
Invesco QQQ Trust
QQQ
$467B
| $1.18B | 0.55% |
8,117,600
+1,739,200
| +27% | +$249M |
2014 Q4
11 quarters
|
|
|
20
Mondelez International
MDLZ
$85.5B
| $1.16B | 0.54% |
28,514,510
+7,713,002
| +37% | +$328M |
2014 Q4
11 quarters
|
|
21
Vanguard Morningstar Growth ETF
VUG
$219B
| $1.15B | 0.53% |
52,194,078
+2,840,250
| +6% | +$61.8M |
2014 Q4
11 quarters
|
|
22
Chevron
CVX
$429B
| $1.14B | 0.53% |
9,693,277
+1,441,138
| +17% | +$157M |
2014 Q4
11 quarters
|
|
23
iShares Core S&P Small-Cap ETF
IJR
$106B
| $1.11B | 0.51% |
14,894,235
+1,540,235
| +12% | +$108M |
2014 Q4
11 quarters
|
|
|
24
iShares Russell 2000 ETF
IWM
$76.4B
| $1.09B | 0.51% |
7,367,882
+1,684,455
| +30% | +$237M |
2014 Q4
11 quarters
|
|
|
25
iShares US Treasury Bond ETF
GOVT
$42.7B
| $1.08B | 0.5% |
42,629,260
+13,484,905
| +46% | +$342M |
2014 Q4
11 quarters
|
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2017 filing shows 749 new, 3,977 increased, 2,656 reduced and 707 closed positions. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M. The largest sale was Monsanto Co, an estimated $658M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Financials and Technology.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.