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PhenixFIN

71 hedge funds and large institutions have $48.3M invested in PhenixFIN in 2018 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 34 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.09% less ownership

Funds ownership: 1.36%1.27% (-0.09%)

10% less funds holding

Funds holding: 7971 (-8)

18% less capital invested

Capital invested by funds: $59.1M → $48.3M (-$10.8M)

56% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 34

58% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 12

93% less call options, than puts

Call options by funds: $19K | Put options by funds: $275K

Holders
71
Holders Change
-8
Holders Change %
-10.13%
% of All Funds
1.63%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
15
Reduced
34
Closed
12
Calls
$19K
Puts
$275K
Net Calls
-$256K
Net Calls Change
+$53K
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
51
CIBC World Market
Ontario, Canada
$54K -$8.75K -115 -13%
Canada Life
52
Canada Life
Manitoba, Canada
$52K -$3.35K -44 -6%
FFA
53
First Foundation Advisors
California
$52K +$19K +250 +50%
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
$49K -$25.8K -339 -33%
TRCT
55
Tower Research Capital (TRC)
New York
$47K +$36.7K +482 +262%
Group One Trading
56
Group One Trading
Illinois
$43K
MFG
57
Merit Financial Group
Georgia
$38K -$18.7K -246 -31%
APA
58
American Portfolios Advisors
New York
$35.8K +$381 +5 +1%
Ameriprise
59
Ameriprise
Minnesota
$35K -$1.07K -14 -3%
FANJ
60
Financial Architects (New Jersey)
New Jersey
$24K +$3.81K +50 +17%
CF
61
Centaurus Financial
California
$22K +$24.2K +318 New
Bank of America
62
Bank of America
North Carolina
$15K
WEC
63
Winslow Evans & Crocker
Massachusetts
$14K
Citigroup
64
Citigroup
New York
$9K
CPIG
65
Chicago Partners Investment Group
Illinois
$8K -$13.3K -175 -61%
Bessemer Group
66
Bessemer Group
New Jersey
$7K
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6K
Simplex Trading
68
Simplex Trading
Illinois
$5K -$24.1K -316 -79%
IA
69
IFP Advisors
Florida
$2K -$16.7K -219 -90%
FHA
70
Flagship Harbor Advisors
Massachusetts
$2K +$2.51K +33 New
SPIA
71
Steward Partners Investment Advisory
New York
$1K +$609 +8 +800%
Goldman Sachs
72
Goldman Sachs
New York
-$380K -4,779 Closed
AA
73
Ancora Advisors
Ohio
-$199K -2,500 Closed
Jane Street
74
Jane Street
New York
-$99K -1,246 Closed
HFS
75
HL Financial Services
Kentucky
-$65K -818 Closed

PFX Hedge Fund Activity: Q2 2018 in Review

71 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2018, worth a combined $48.3M — down 18% from $59.1M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFX and 5 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 15 added.

The largest buyer was Greenwich Investment Management, opening a new position worth an estimated $720K. The largest seller was PVG Asset Management, cutting an estimated $1.32M.

  • 71 institutional investors held PhenixFIN (PFX) as of Q2 2018, down from 79 in Q1 2018.
  • Funds reported $48.3M of PhenixFIN stock for Q2 2018, down 18% quarter-over-quarter.
  • 5 funds opened new PhenixFIN positions in Q2 2018 and 12 closed out, a net change of -7 holders.
  • The largest PhenixFIN buyer in Q2 2018 was Greenwich Investment Management, an estimated $720K added.
  • The largest PhenixFIN seller in Q2 2018 was PVG Asset Management, an estimated $1.32M sold.

Based on aggregated 13F filings for Q2 2018.