Financial Architects (New Jersey)’s PhenixFIN PFX Stock Holding History

Financial Architects (New Jersey)’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-350	Closed	-$24K	–	1482
2018 Q2	$24K	Buy	350 +50	+17%	+$3.81K	﹤0.01%	765
2018 Q1	$24K	Buy	300 +25	+9%	+$2.29K	﹤0.01%	834
2017 Q4	$29K	Hold	275	–	–	﹤0.01%	864
2017 Q3	$33K	Hold	275	–	–	0.01%	813
2017 Q2	$35K	Buy	275 +25	+10%	+$3.4K	0.01%	792
2017 Q1	$38K	Hold	250	–	–	0.01%	738
2016 Q4	$38K	Hold	250	–	–	0.01%	652
2016 Q3	$38K	Buy	250 +50	+25%	+$7.42K	0.01%	658
2016 Q2	$27K	Buy	+200	New	+$26.5K	0.01%	709

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

FCG

FrontFour Capital Group Greenwich, Connecticut $26.5M AUM 17.69% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Financial Architects (New Jersey)'s PFX Position: Q3 2018 in Review

Financial Architects (New Jersey) sold out of PhenixFIN (PFX) in Q3 2018, closing a stake of 350 shares — an estimated $24K sold.

Financial Architects (New Jersey) first reported a position in PFX in Q2 2016 and held it in 9 quarters. The position peaked at $38K in Q1 2017. 65 funds tracked by Wall St. Rank hold PFX as of Q3 2018.

Financial Architects (New Jersey) reported no remaining PhenixFIN position as of Q3 2018 after selling out during the quarter.
Financial Architects (New Jersey) sold 350 PhenixFIN shares in Q3 2018, an estimated $24K.
Financial Architects (New Jersey) first reported a position in PhenixFIN in Q2 2016 and held it in 9 quarters.
Financial Architects (New Jersey)'s PhenixFIN position peaked at $38K in Q1 2017.
65 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2018.

Based on Financial Architects (New Jersey)'s 13F filing for Q3 2018, filed 29 Oct 2018.