Commonwealth Equity Services
PFX icon

Commonwealth Equity Services’s PhenixFIN PFX Stock Holding History

Commonwealth Equity Services’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-699
Closed -$49K – 2848
2018
Q2 		$49K Sell
699
-339
-33% -$25.8K ﹤0.01% 2658
2018
Q1 		$82K Sell
1,038
-173
-14% -$15.9K ﹤0.01% 2558
2017
Q4 		$126K Sell
1,211
-140
-10% -$16K ﹤0.01% 2487
2017
Q3 		$161K Buy
1,351
+9
+0.7% +$1.12K ﹤0.01% 2347
2017
Q2 		$171K Buy
1,342
+64
+5% +$8.7K ﹤0.01% 2284
2017
Q1 		$197K Buy
1,278
+218
+21% +$33.3K ﹤0.01% 2158
2016
Q4 		$159K Buy
+1,060
New +$162K ﹤0.01% 2120

Other funds holding PFX

AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
MCP
Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return
FCG
FrontFour Capital Group Greenwich, Connecticut $26.5M AUM 17.69% 1-Year Est. Return
RAM
Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Commonwealth Equity Services's PFX Position: Q3 2018 in Review

Commonwealth Equity Services sold out of PhenixFIN (PFX) in Q3 2018, closing a stake of 699 shares — an estimated $49K sold.

Commonwealth Equity Services first reported a position in PFX in Q4 2016 and held it in 7 quarters. The position peaked at $197K in Q1 2017. 65 funds tracked by Wall St. Rank hold PFX as of Q3 2018.

  • Commonwealth Equity Services reported no remaining PhenixFIN position as of Q3 2018 after selling out during the quarter.
  • Commonwealth Equity Services sold 699 PhenixFIN shares in Q3 2018, an estimated $49K.
  • Commonwealth Equity Services first reported a position in PhenixFIN in Q4 2016 and held it in 7 quarters.
  • Commonwealth Equity Services's PhenixFIN position peaked at $197K in Q1 2017.
  • 65 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2018.

Based on Commonwealth Equity Services's 13F filing for Q3 2018, filed 6 Nov 2018.