First Foundation Advisors’s PhenixFIN PFX Stock Holding History

First Foundation Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-750	Closed	-$57K	–	400
2018 Q3	$57K	Hold	750	–	–	﹤0.01%	352
2018 Q2	$52K	Buy	750 +250	+50%	+$19K	﹤0.01%	326
2018 Q1	$40K	Hold	500	–	–	﹤0.01%	315
2017 Q4	$52K	Hold	500	–	–	﹤0.01%	322
2017 Q3	$60K	Hold	500	–	–	﹤0.01%	302
2017 Q2	$64K	Hold	500	–	–	﹤0.01%	307
2017 Q1	$77K	Hold	500	–	–	﹤0.01%	306
2016 Q4	$75K	Buy	+500	New	+$76.3K	﹤0.01%	304

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

FCG

FrontFour Capital Group Greenwich, Connecticut $26.5M AUM 17.69% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

First Foundation Advisors's PFX Position: Q4 2018 in Review

First Foundation Advisors sold out of PhenixFIN (PFX) in Q4 2018, closing a stake of 750 shares — an estimated $57K sold.

First Foundation Advisors first reported a position in PFX in Q4 2016 and held it in 8 quarters. The position peaked at $77K in Q1 2017. 60 funds tracked by Wall St. Rank hold PFX as of Q4 2018.

First Foundation Advisors reported no remaining PhenixFIN position as of Q4 2018 after selling out during the quarter.
First Foundation Advisors sold 750 PhenixFIN shares in Q4 2018, an estimated $57K.
First Foundation Advisors first reported a position in PhenixFIN in Q4 2016 and held it in 8 quarters.
First Foundation Advisors's PhenixFIN position peaked at $77K in Q1 2017.
60 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2018.

Based on First Foundation Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.