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PhenixFIN
PFX

52 hedge funds and large institutions have $39.1M invested in PhenixFIN in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $37.4M → $39.1M (+$1.65M)

0.32% more ownership

Funds ownership: 1.33% → 1.64% (+0.32%)

7% less funds holding

Funds holding: 56 → 52 (-4)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

67% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 21

Holders
52
Holders Change
-4
Holders Change %
-7.14%
% of All Funds
1.02%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
9
Increased
7
Reduced
21
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIG
Fortress Investment Group
New York
+$15.3M
2
VEA
Virtus ETF Advisers
New York
+$692K
3
Invesco
Invesco
Georgia
+$521K
4
Morgan Stanley
Morgan Stanley
New York
+$498K
5
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$364K

Top Sellers

1
MCP
Moab Capital Partners
New York
-$3.19M
2
FM
Fondren Management
Texas
-$1.09M
3
CS
Credit Suisse
Switzerland
-$1.04M
4
NAM
Nexpoint Asset Management
Texas
-$868K
5
CB
Cadence Bank
Mississippi
-$380K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
26
LPL Financial
California
$122K -$166K -3,770 -57%
CLOS
27
Compagnie Lombard Odier SCmA
Switzerland
$109K – – –
Squarepoint
28
Squarepoint
New York
$108K +$109K +2,485 New
SI
29
Stephens Inc
Arkansas
$74K +$1.98K +45 +3%
AG
30
Advisor Group
Arizona
$60K -$1.01K -23 -2%
SPC
31
Sigma Planning Corp
Michigan
$58K -$1.36K -31 -2%
VF
32
Virtu Financial
New York
$47K +$47.2K +1,073 New
AFP
33
Ausdal Financial Partners
Iowa
$43K – – –
Jane Street
34
Jane Street
New York
$39K +$39.1K +889 New
Stifel Financial
35
Stifel Financial
Missouri
$35K -$1.32K -30 -4%
Two Sigma Advisers
36
Two Sigma Advisers
New York
$33K -$5.06K -115 -13%
NL
37
NWAM LLC
Washington
$33K -$1.19K -27 -3%
LW
38
Linscomb Wealth
Texas
$32K +$31.9K +725 New
RJA
39
Raymond James & Associates
Florida
$30K -$8.05K -183 -21%
KM
40
Kalos Management
Georgia
$29K – – –
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$28K -$4.58K -104 -14%
WP
42
WealthPLAN Partners
Nebraska
$27K -$4.36K -99 -14%
SIC
43
Samalin Investment Counsel
New York
$24K +$24.7K +562 New
JP Morgan Chase
44
JP Morgan Chase
New York
$20K – – –
Wells Fargo
45
Wells Fargo
California
$14K -$2.42K -55 -15%
TRCT
46
Tower Research Capital (TRC)
New York
$13K +$44 +1 +0.3%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$11K -$352 -8 -3%
Bank of America
48
Bank of America
North Carolina
$9K – – –
Simplex Trading
49
Simplex Trading
Illinois
$5K +$4.31K +98 +544%
ETI
50
Enterprise Trust & Investment
California
$1K – – –
1
2
3

PFX Hedge Fund Activity: Q4 2019 in Review

52 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2019, worth a combined $39.1M — up 4.4% from $37.4M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PFX and 9 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 7 added.

The largest buyer was Fortress Investment Group, opening a new position worth an estimated $15.3M. The largest seller was Moab Capital Partners, exiting entirely with an estimated $3.19M sold.

  • 52 institutional investors held PhenixFIN (PFX) as of Q4 2019, down from 56 in Q3 2019.
  • Funds reported $39.1M of PhenixFIN stock for Q4 2019, up 4.4% quarter-over-quarter.
  • 9 funds opened new PhenixFIN positions in Q4 2019 and 11 closed out, a net change of -2 holders.
  • The largest PhenixFIN buyer in Q4 2019 was Fortress Investment Group, an estimated $15.3M added.
  • The largest PhenixFIN seller in Q4 2019 was Moab Capital Partners, an estimated $3.19M sold.

Based on aggregated 13F filings for Q4 2019.