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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cornerstone Advisory
Maryland
$312K +$320K +32,000 New
LCM
27
Landscape Capital Management
New Jersey
$273K -$79.4K -7,940 -22%
NPC
28
National Planning Corporation
California
$265K +$288K +28,777 New
Squarepoint
29
Squarepoint
New York
$244K +$251K +25,100 New
MFS
30
MSI Financial Services
Massachusetts
$133K +$100K +10,016 +275%
BBA
31
BLB&B Advisors
Pennsylvania
$112K +$90 +9 +0.1%
CA
32
Cetera Advisors
Colorado
$105K +$4.75K +475 +5%
BFEC
33
Benjamin F. Edwards & Company
Missouri
$49K -$29K -2,900 -37%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$45K -$34.2K -3,419 -43%
CAPTRUST Financial Advisors
35
CAPTRUST Financial Advisors
North Carolina
$39K
US Bancorp
36
US Bancorp
Minnesota
$35K -$27.8K -2,774 -44%
CG
37
Cutler Group
California
$35K +$36K +3,600 New
IA
38
IFP Advisors
Florida
$13K +$13.5K +1,350 New
DADC
39
D.A. Davidson & Co
Montana
$9K
Citigroup
40
Citigroup
New York
$7K -$16.2K -1,620 -68%
AIG
41
American International Group
New York
$5K
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$3K
IWMPD
43
Integrated Wealth Management (Palm Desert)
California
$3K
PCM
44
Penserra Capital Management
California
$3K +$2.92K +292 New
Baird Financial Group
45
Baird Financial Group
Wisconsin
-$755K -78,004 Closed
CCP
46
Clough Capital Partners
Massachusetts
-$269K -27,800 Closed
HCM
47
Hollencrest Capital Management
California
-$249K -25,768 Closed
VKH
48
Virtu KCG Holdings
New York
-$225K -23,291 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$14K -1,492 Closed
CPA
50
Cowen Prime Advisors
New York
-$13.1K -1,313 Closed