Penserra Capital Management’s PIMCO Income Strategy Fund PFL Stock Holding History

Penserra Capital Management’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-324	Closed	-$3K	–	528
2017 Q3	$3K	Sell	324 -64	-16%	-$773	﹤0.01%	501
2017 Q2	$4K	Buy	388 +35	+10%	+$406	﹤0.01%	488
2017 Q1	$3K	Sell	353 -53	-13%	-$578	﹤0.01%	526
2016 Q4	$4K	Buy	406 +45	+12%	+$466	﹤0.01%	864
2016 Q3	$3K	Buy	361 +90	+33%	+$945	﹤0.01%	917
2016 Q2	$3K	Hold	271	–	–	﹤0.01%	925
2016 Q1	$2K	Sell	271 -21	-7%	-$195	﹤0.01%	942
2015 Q4	$3K	Buy	+292	New	+$2.92K	﹤0.01%	927

Other funds holding PFL

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

AIA

Armor Investment Advisors Raleigh, North Carolina $312M AUM 20.56% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Penserra Capital Management's PFL Position: Q4 2017 in Review

Penserra Capital Management sold out of PIMCO Income Strategy Fund (PFL) in Q4 2017, closing a stake of 324 shares — an estimated $3K sold.

Penserra Capital Management first reported a position in PFL in Q4 2015 and held it in 8 quarters. The position peaked at $4K in Q2 2017. 41 funds tracked by Wall St. Rank hold PFL as of Q4 2017.

Penserra Capital Management reported no remaining PIMCO Income Strategy Fund position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 324 PIMCO Income Strategy Fund shares in Q4 2017, an estimated $3K.
Penserra Capital Management first reported a position in PIMCO Income Strategy Fund in Q4 2015 and held it in 8 quarters.
Penserra Capital Management's PIMCO Income Strategy Fund position peaked at $4K in Q2 2017.
41 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.