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PFL

PIMCO Income Strategy Fund
PFL

44 hedge funds and large institutions have $51.6M invested in PIMCO Income Strategy Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

8% more capital invested

Capital invested by funds: $47.7M → $51.6M (+$3.93M)

1.46% more ownership

Funds ownership: 20.5% → 21.96% (+1.5%)

0% more funds holding

Funds holding: 44 → 44 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
16
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$2.8M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.22M
3
PPA
Parametric Portfolio Associates
Washington
+$846K
4
FFA
First Foundation Advisors
California
+$603K
5
SG Americas Securities
SG Americas Securities
New York
+$552K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$888K
2
RCM
Rivernorth Capital Management
Florida
-$853K
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$755K
4
HK
Horizon Kinetics
New York
-$407K
5
GC
Guggenheim Capital
Illinois
-$305K
Name Holding Trade Value Shares
Change 		Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$273K -$79.4K -7,940 -22%
NPC
27
National Planning Corporation
California
$265K +$288K +28,777 New
Squarepoint
28
Squarepoint
New York
$244K +$251K +25,100 New
MFS
29
MSI Financial Services
Massachusetts
$133K +$100K +10,016 +275%
BBA
30
BLB&B Advisors
Pennsylvania
$112K +$90 +9 +0.1%
CA
31
Cetera Advisors
Colorado
$105K +$4.75K +475 +5%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$49K -$29K -2,900 -37%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$45K -$34.2K -3,419 -43%
CAPTRUST Financial Advisors
34
CAPTRUST Financial Advisors
North Carolina
$39K – – –
US Bancorp
35
US Bancorp
Minnesota
$35K -$27.8K -2,774 -44%
CG
36
Cutler Group
California
$35K +$36K +3,600 New
IA
37
IFP Advisors
Florida
$13K +$13.5K +1,350 New
DADC
38
D.A. Davidson & Co
Montana
$9K – – –
Citigroup
39
Citigroup
New York
$7K -$16.2K -1,620 -68%
AIG
40
American International Group
New York
$5K – – –
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$3K – – –
IWMPD
42
Integrated Wealth Management (Palm Desert)
California
$3K – – –
PCM
43
Penserra Capital Management
California
$3K +$2.92K +292 New
N
44
Nuveen
North Carolina
$1.74K -$100K -10,000 -5%
Baird Financial Group
45
Baird Financial Group
Wisconsin
– -$755K -78,004 Closed
CCP
46
Clough Capital Partners
Massachusetts
– -$269K -27,800 Closed
HCM
47
Hollencrest Capital Management
California
– -$249K -25,768 Closed
VKH
48
Virtu KCG Holdings
New York
– -$225K -23,291 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$14K -1,492 Closed
CPA
50
Cowen Prime Advisors
New York
– -$13.1K -1,313 Closed
1
2
3

PFL Hedge Fund Activity: Q4 2015 in Review

44 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2015, worth a combined $51.6M — up 8.2% from $47.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFL positions and 7 closed out — a net gain of 1 holder — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.8M. The largest seller was Bank of America, cutting an estimated $888K.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $51.6M of PIMCO Income Strategy Fund stock for Q4 2015, up 8.2% quarter-over-quarter.
  • 8 funds opened new PIMCO Income Strategy Fund positions in Q4 2015 and 7 closed out, a net change of +1 holder.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2015 was Sit Investment Associates, an estimated $2.8M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2015 was Bank of America, an estimated $888K sold.

Based on aggregated 13F filings for Q4 2015.