PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $51.6M invested in PIMCO Income Strategy Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
16
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$9.8M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.95M
3
PPA
3
Parametric Portfolio Associates
Washington
$824K
4
FFA
4
First Foundation Advisors
California
$852K
5
SG Americas Securities
5
SG Americas Securities
New York
$538K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$650K
2
RCM
2
Rivernorth Capital Management
Florida
$382K
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
HK
4
Horizon Kinetics
New York
$5.73M
5
GC
5
Guggenheim Capital
Illinois
$2.72M
Name Holding Trade Value Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$273K -$77.4K -7,940 -22%
NPC
27
National Planning Corporation
California
$265K +$265K +28,777 New
Squarepoint
28
Squarepoint
New York
$244K +$244K +25,100 New
MFS
29
MSI Financial Services
Massachusetts
$133K +$97.6K +10,016 +275%
BBA
30
BLB&B Advisors
Pennsylvania
$112K +$88 +9 +0.1%
CA
31
Cetera Advisors
Colorado
$105K +$4.63K +475 +5%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$49K -$28.5K -2,900 -37%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$45K -$33.4K -3,419 -43%
CAPTRUST Financial Advisors
34
CAPTRUST Financial Advisors
North Carolina
$39K – – –
US Bancorp
35
US Bancorp
Minnesota
$35K -$27K -2,774 -44%
CG
36
Cutler Group
California
$35K +$35K +3,600 New
IA
37
IFP Advisors
Florida
$13K +$13K +1,350 New
DADC
38
D.A. Davidson & Co
Montana
$9K – – –
Citigroup
39
Citigroup
New York
$7K -$14.6K -1,620 -68%
AIG
40
American International Group
New York
$5K – – –
IWM
41
Integrated Wealth Management
California
$3K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$3K – – –
PCM
43
Penserra Capital Management
California
$3K +$3K +292 New
Nuveen Asset Management
44
Nuveen Asset Management
Illinois
$1.74K -$97 -10,000 -5%
Baird Financial Group
45
Baird Financial Group
Wisconsin
– -$755K -78,004 Closed
CCP
46
Clough Capital Partners
Massachusetts
– -$269K -27,800 Closed
HCM
47
Hollencrest Capital Management
California
– -$249K -25,768 Closed
VKH
48
Virtu KCG Holdings
New York
– -$225K -23,291 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$14K -1,492 Closed
CPA
50
Cowen Prime Advisors
New York
– -$13K -1,313 Closed
1
2
3