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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$59K
NFG
52
Next Financial Group
Texas
$56K +$55.6K +2,300 New
GWM
53
Geneos Wealth Management
Colorado
$45K
CWM
54
Cedar Wealth Management
California
$41K
APA
55
American Portfolios Advisors
New York
$28.8K +$339 +14 +1%
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$28K +$28.4K +1,176 New
AA
57
Ancora Advisors
Ohio
$27K
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$24K -$3.14K -130 -12%
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$24K
RWA
60
Ropes Wealth Advisors
Massachusetts
$24K +$24.2K +1,000 New
TFGT
61
TS Financial Group (TSFG)
Illinois
$18K
TPWA
62
TRUE Private Wealth Advisors
Oregon
$16K
BWA
63
BDO Wealth Advisors
Florida
$10K
UCFA
64
United Capital Financial Advisors
Texas
-$616K -27,420 Closed
PPA
65
Parametric Portfolio Associates
Washington
-$233K -10,346 Closed
CAN
66
Cetera Advisor Networks
California
-$105K -4,683 Closed
MA
67
MUFG Americas
New York
-$80K -3,540 Closed
EWM
68
Edge Wealth Management
New York
-$24K -1,050 Closed
BFEC
69
Benjamin F. Edwards & Company
Missouri
-$13K -570 Closed
PAG
70
Private Advisor Group
New Jersey
-$12K -553 Closed
OPS
71
Orion Portfolio Solutions
Nebraska
-$1K -46 Closed