Rockefeller Capital Management’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Rockefeller Capital Management’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$107K	Hold	4,569	–	–	﹤0.01%	2841
2025 Q4	$114K	Hold	4,569	–	–	﹤0.01%	2657
2025 Q3	$115K	Buy	+4,569	New	+$112K	﹤0.01%	2524
2023 Q1	–	Sell	-533	Closed	-$9K	–	3206
2022 Q4	$9K	Sell	533 -531	-50%	-$11K	﹤0.01%	3135
2022 Q3	$21K	Sell	1,064 -603	-36%	-$13.4K	﹤0.01%	2751
2022 Q2	$34K	Sell	1,667 -131	-7%	-$3.04K	﹤0.01%	2462
2022 Q1	$48K	Hold	1,798	–	–	﹤0.01%	2319
2021 Q4	$54K	Sell	1,798 -201	-10%	-$6.18K	﹤0.01%	2183
2021 Q3	$58K	Sell	1,999 -205	-9%	-$6.22K	﹤0.01%	2071
2021 Q2	$66K	Hold	2,204	–	–	﹤0.01%	1958
2021 Q1	$61K	Hold	2,204	–	–	﹤0.01%	1803
2020 Q4	$62K	Buy	2,204 +1,028	+87%	+$27.2K	﹤0.01%	1609
2020 Q3	$28K	Buy	+1,176	New	+$28.4K	﹤0.01%	1681

Other funds holding NIE

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

SDWIA

Schwarz Dygos Wheeler Investment Advisors Minneapolis, Minnesota $482M AUM 18.94% 1-Year Est. Return

Rockefeller Capital Management's NIE Position: Q1 2026 in Review

Rockefeller Capital Management held its Virtus Equity & Convertible Income Fund (NIE) position steady in Q1 2026 at 4,569 shares worth $107K. The position accounts for ﹤0.01% of the portfolio, ranked #2841.

Rockefeller Capital Management first reported a position in NIE in Q3 2020 and has held it in 13 quarters since. The position peaked at $115K in Q3 2025. 86 funds tracked by Wall St. Rank hold NIE as of Q1 2026.

Rockefeller Capital Management held 4,569 shares of Virtus Equity & Convertible Income Fund worth $107K as of Q1 2026.
Rockefeller Capital Management left its Virtus Equity & Convertible Income Fund share count unchanged in Q1 2026.
Virtus Equity & Convertible Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2841 holding.
Rockefeller Capital Management first reported a position in Virtus Equity & Convertible Income Fund in Q3 2020 and has held it in 13 quarters since.
Rockefeller Capital Management's Virtus Equity & Convertible Income Fund position peaked at $115K in Q3 2025.
86 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.