Next Financial Group’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Next Financial Group’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-2,300	Closed	-$56K	–	2388
2020 Q3	$56K	Buy	+2,300	New	+$55.6K	0.01%	1066
2020 Q2	–	Sell	-2,300	Closed	-$43K	–	1430
2020 Q1	$43K	Buy	2,300 +100	+5%	+$2.19K	0.01%	1037
2019 Q4	$50K	Hold	2,200	–	–	0.01%	1191
2019 Q3	$47K	Buy	2,200 +900	+69%	+$19.6K	0.01%	1166
2019 Q2	$28K	Buy	+1,300	New	+$27.9K	﹤0.01%	1352
2019 Q1	–	Sell	-2,120	Closed	-$39K	–	1957
2018 Q4	$39K	Buy	+2,120	New	+$43K	0.01%	880

Other funds holding NIE

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Next Financial Group's NIE Position: Q4 2020 in Review

Next Financial Group sold out of Virtus Equity & Convertible Income Fund (NIE) in Q4 2020, closing a stake of 2,300 shares — an estimated $56K sold.

Next Financial Group first reported a position in NIE in Q4 2018 and held it in 6 quarters. The position peaked at $56K in Q3 2020. 72 funds tracked by Wall St. Rank hold NIE as of Q4 2020.

Next Financial Group reported no remaining Virtus Equity & Convertible Income Fund position as of Q4 2020 after selling out during the quarter.
Next Financial Group sold 2,300 Virtus Equity & Convertible Income Fund shares in Q4 2020, an estimated $56K.
Next Financial Group first reported a position in Virtus Equity & Convertible Income Fund in Q4 2018 and held it in 6 quarters.
Next Financial Group's Virtus Equity & Convertible Income Fund position peaked at $56K in Q3 2020.
72 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2020.

Based on Next Financial Group's 13F filing for Q4 2020, filed 5 Feb 2021.