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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
26
Steward Partners Investment Advisory
New York
$877K
Ameriprise
27
Ameriprise
Minnesota
$857K +$91.6K +3,017 +12%
Truist Financial
28
Truist Financial
North Carolina
$731K -$30 -1 -0%
TC
29
Telemus Capital
Michigan
$636K -$261K -8,600 -28%
XF
30
XML Financial
Maryland
$621K +$1.43K +47 +0.2%
BRWA
31
B. Riley Wealth Advisors
Florida
$599K +$51.2K +1,685 +9%
Bank of America
32
Bank of America
North Carolina
$588K -$12.1K -399 -2%
CWM
33
Cornerstone Wealth Management
Missouri
$546K +$759 +25 +0.1%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$516K -$61.9K -2,040 -10%
IFWM
35
Institute for Wealth Management
Colorado
$495K
FF
36
FourThought Financial
Florida
$487K -$719K -23,695 -59%
WS
37
Wedbush Securities
California
$485K
ASN
38
Advisory Services Network
Georgia
$482K +$9.84K +324 +2%
SCA
39
SMH Capital Advisors
Texas
$460K -$10.9K -359 -2%
LPL Financial
40
LPL Financial
California
$410K -$442K -14,574 -51%
DC
41
Davenport & Co
Virginia
$350K +$15.2K +500 +4%
CBT
42
CoreFirst Bank & Trust
Kansas
$313K
LWAC
43
Laurel Wealth Advisors (California)
California
$295K +$607 +20 +0.2%
IWC
44
Integrated Wealth Concepts
Massachusetts
$286K +$295K +9,715 New
GLLW
45
Graves Light Lenhart Wealth
Virginia
$278K
DWM
46
Dakota Wealth Management
Florida
$264K -$364K -11,985 -57%
MA
47
MONECO Advisors
Connecticut
$247K +$668 +22 +0.3%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$241K +$248K +8,167 New
PCM
49
Parsons Capital Management
Rhode Island
$236K
Koshinski Asset Management
50
Koshinski Asset Management
Illinois
$229K +$236K +7,764 New