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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIL
26
Rothschild Investment LLC
Illinois
$1.03M
TC
27
Telemus Capital
Michigan
$913K -$121K -4,171 -12%
SPIA
28
Steward Partners Investment Advisory
New York
$900K -$130K -4,487 -13%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$870K +$189K +6,488 +29%
LPL Financial
30
LPL Financial
California
$861K +$346K +11,891 +72%
Ameriprise
31
Ameriprise
Minnesota
$788K -$154K -5,306 -17%
Truist Financial
32
Truist Financial
North Carolina
$750K -$145 -5 -0%
XF
33
XML Financial
Maryland
$636K -$2.62M -90,066 -81%
DWM
34
Dakota Wealth Management
Florida
$632K -$10.5K -360 -2%
Bank of America
35
Bank of America
North Carolina
$615K +$143K +4,918 +32%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$591K -$71.9K -2,475 -11%
BRWA
37
B. Riley Wealth Advisors
Florida
$564K +$552 +19 +0.1%
CWM
38
Cornerstone Wealth Management
Missouri
$559K +$5.55K +191 +1%
IFWM
39
Institute for Wealth Management
Colorado
$508K -$610 -21 -0.1%
WS
40
Wedbush Securities
California
$497K -$16.9K -580 -3%
ASN
41
Advisory Services Network
Georgia
$485K +$5.41K +186 +1%
SCA
42
SMH Capital Advisors
Texas
$483K -$6.97K -240 -1%
DC
43
Davenport & Co
Virginia
$344K
CBT
44
CoreFirst Bank & Trust
Kansas
$321K
VF
45
Virtu Financial
New York
$308K +$296K +10,175 New
LWAC
46
Laurel Wealth Advisors (California)
California
$302K +$4.27K +147 +1%
GLLW
47
Graves Light Lenhart Wealth
Virginia
$286K
AA
48
AQR Arbitrage
Connecticut
$281K -$393K -13,518 -59%
MA
49
MONECO Advisors
Connecticut
$253K -$1.4K -48 -0.6%
KWM
50
Kingsview Wealth Management
Oregon
$244K +$233K +8,025 New