NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

50 hedge funds and large institutions have $113M invested in Virtus Equity & Convertible Income Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 24 reducing their positions, and 7 closing their positions.

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
24
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$17.8M
2
WAM
2
Wolverine Asset Management
Illinois
$4.66M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.12M
4
UBS Group
4
UBS Group
Switzerland
$5.09M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$967K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$24.5M
2
Wells Fargo
2
Wells Fargo
California
$4.64M
3
RCM
3
Rivernorth Capital Management
Florida
$12.1M
4
Bank of America
4
Bank of America
North Carolina
$1.9M
5
Invesco
5
Invesco
Georgia
$4.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Baird Financial Group
26
Baird Financial Group
Wisconsin
$379K 22,031 +306 +1%
BKA
27
Brick & Kyle Associates
Pennsylvania
$317K 18,460 -365 -2%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$290K 16,868 +16,868 New
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$287K 16,690 – –
Citigroup
30
Citigroup
New York
$266K 15,483 -457 -3%
AA
31
AQR Arbitrage
Connecticut
$261K 15,207 +15,207 New
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$252K 14,671 +7,539 +106%
CAN
33
Cetera Advisor Networks
California
$236K 13,676 -1,724 -11%
CRC
34
Curi RMB Capital
Illinois
$232K 13,496 +13,496 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$191K 11,071 -266 -2%
CA
36
Cetera Advisors
Colorado
$181K 10,510 -2,500 -19%
AIG
37
American International Group
New York
$82K 4,825 -750 -13%
Deutsche Bank
38
Deutsche Bank
Germany
$69K 4,050 – –
BCMIO
39
Beacon Capital Management Inc (Ohio)
Ohio
$67K 3,900 -2,400 -38%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$56K 3,279 +3,279 New
DADC
41
D.A. Davidson & Co
Montana
$42K 2,500 -1,500 -38%
S
42
SignatureFD
Georgia
$34K 2,000 -1,627 -45%
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$34K 2,000 – –
MFS
44
MSI Financial Services
Massachusetts
$21K 1,238 -5,225 -81%
CTC
45
Central Trust Company
Missouri
$21K 1,250 – –
HF
46
Hoxton Financial
West Virginia
$16K 923 – –
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$13K 769 -300 -28%
EWM
48
Edge Wealth Management
New York
$8K 450 – –
WCM
49
Wealthcare Capital Management
Virginia
$2K 115 – –
MPWT
50
MassMutual Private Wealth & Trust
Connecticut
$577 29 +29 New
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2
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