NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

51 hedge funds and large institutions have $141M invested in Virtus Equity & Convertible Income Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
–
Holders Change %
0%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$3.59M
2
KIM
2
Karpus Investment Management
New York
$10.9M
3
RCM
3
Rivernorth Capital Management
Florida
$16.5M
4
AAM
4
Advisors Asset Management
Colorado
$33.1M
5
WAM
5
Wolverine Asset Management
Illinois
$1.04M

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$1.75M
2
Invesco
2
Invesco
Georgia
$6.15M
3
TC
3
TFS Capital
Pennsylvania
$0
4
SFS
4
Shaker Financial Services
Virginia
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
26
Doliver Advisors
Texas
$581K -$548K -27,580 -49%
CWM
27
Concert Wealth Management
California
$441K -$13.6K -682 -3%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$434K – – –
RJFSA
29
Raymond James Financial Services Advisors
Florida
$415K -$35K -1,759 -8%
B
30
Baird
Wisconsin
$407K -$29.1K -1,464 -7%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$332K – – –
MFS
32
MSI Financial Services
Massachusetts
$316K +$26K +1,309 +9%
HCM
33
Hollencrest Capital Management
California
$256K +$20 +1 +0%
Citigroup
34
Citigroup
New York
$211K -$9.07K -456 -4%
BCMIO
35
Beacon Capital Management Inc (Ohio)
Ohio
$208K +$4.98K +250 +2%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$162K +$28.8K +1,453 +22%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$91K +$91K +4,600 New
S
38
SignatureFD
Georgia
$72K – – –
Creative Planning
39
Creative Planning
Kansas
$65K +$4.12K +207 +7%
AIG
40
American International Group
New York
$39.7K – – –
BRWM
41
B. Riley Wealth Management
Tennessee
$36K – – –
Deutsche Bank
42
Deutsche Bank
Germany
$36K – – –
WA
43
WFG Advisors
Texas
$34K – – –
DADC
44
D.A. Davidson & Co
Montana
$29K – – –
LNB
45
Ledyard National Bank
$28K +$28K +1,397 New
US Bancorp
46
US Bancorp
Minnesota
$27K -$36.1K -1,800 -57%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$21K +$21K +1,060 New
HF
48
Hoxton Financial
West Virginia
$18K – – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$15K – – –
WCM
50
Wealthcare Capital Management
Virginia
$2K – – –
1
2
3