MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

46 hedge funds and large institutions have $86.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$1.44M
2
Wells Fargo
2
Wells Fargo
California
$5.09M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.68M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.6M
5
Morgan Stanley
5
Morgan Stanley
New York
$15.7M

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.1M
2
GC
2
Guggenheim Capital
Illinois
$2.01M
3
Bank of America
3
Bank of America
North Carolina
$19.8M
4
UBS Group
4
UBS Group
Switzerland
$4M
5
RIA
5
Regal Investment Advisors
Michigan
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LFS
26
Legacy Financial Strategies
Kansas
$317K -$11.5K -567 -4%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$296K -$5.04K -248 -2%
SPIA
28
Steward Partners Investment Advisory
New York
$284K +$6.19K +305 +2%
PMG
29
ProVise Management Group
Florida
$257K +$257K +12,625 New
BTS
30
BB&T Securities
Virginia
$255K -$44.3K -2,188 -15%
SCA
31
Snowden Capital Advisors
New York
$247K +$2.62K +129 +1%
US Bancorp
32
US Bancorp
Minnesota
$235K -$12K -590 -5%
QCIG
33
Quad-Cities Investment Group
Iowa
$224K -$13K -637 -5%
BF
34
BOK Financial
Oklahoma
$203K – – –
Mercer Global Advisors
35
Mercer Global Advisors
Colorado
$203K +$203K +10,000 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$135K – – –
FANJ
37
Financial Architects (New Jersey)
New Jersey
$91K +$91K +4,468 New
AIC
38
Ameritas Investment Company
Nebraska
$66K +$66K +3,250 New
AI
39
ArchPoint Investors
Florida
$50K – – –
Citigroup
40
Citigroup
New York
$44K -$25.3K -1,250 -36%
AIM
41
Advantage Investment Management
Iowa
$37K – – –
MWM
42
Mascoma Wealth Management
New Hampshire
$20K – – –
BRC
43
Bell Rock Capital
Delaware
$20K – – –
AC
44
Avestar Capital
New York
$16K – – –
BFEC
45
Benjamin F. Edwards & Company
Missouri
$12K – – –
RIA
46
Regal Investment Advisors
Michigan
– -$633K -32,436 Closed
WAM
47
Weiss Asset Management
Massachusetts
– -$264K -13,508 Closed
TJHA
48
Thomas J. Herzfeld Advisors
Florida
– -$75K -3,863 Closed
MOS
49
MGO One Seven
Ohio
– -$37K -1,901 Closed
SWM
50
SeaCrest Wealth Management
New York
– -$7K -376 Closed
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