JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

49 hedge funds and large institutions have $244M invested in Japan Smaller Capitalization Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 8 closing their positions.

Holders
49
Holders Change
+3
Holders Change %
+6.52%
% of All Funds
1.11%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
11
Increased
9
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$12M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$45.2M
3
OA
3
Oxbow Advisors
Texas
$1.02M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.61M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.39M

Top Sellers

1
BIA
1
Barry Investment Advisors
Massachusetts
$20.9M
2
KIM
2
Karpus Investment Management
New York
$13.6M
3
BI
3
Bulldog Investors
New Jersey
$8.55M
4
WAM
4
Wolverine Asset Management
Illinois
$351K
5
CA
5
Cornerstone Advisors
North Carolina
$660K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of New York Mellon
26
Bank of New York Mellon
New York
$221K 18,677 +18,677 New
GC
27
Gratus Capital
Georgia
$190K 16,046 – –
Stifel Financial
28
Stifel Financial
Missouri
$179K 14,845 -855 -5%
Creative Planning
29
Creative Planning
Kansas
$172K 14,559 +14,559 New
LCM
30
Landscape Capital Management
New Jersey
$172K 14,563 +14,563 New
GC
31
Guggenheim Capital
Illinois
$163K 13,804 +13,804 New
WS
32
Wedbush Securities
California
$149K 12,650 – –
SKK
33
Shepherd Kaplan Krochuk
Massachusetts
$148K 12,500 – –
LPL Financial
34
LPL Financial
California
$137K 11,606 +1,462 +14%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$129K 10,926 +10,926 New
WT
36
Washington Trust
Rhode Island
$120K 10,185 – –
WA
37
WealthTrust Axiom
Pennsylvania
$119K 10,145 – –
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$95K 8,090 -1,215 -13%
DBT
39
Dubuque Bank & Trust
Iowa
$80K 6,783 – –
SWM
40
SeaCrest Wealth Management
New York
$47K 4,000 +4,000 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$35K 3,000 -2,405 -44%
FIB
42
First Interstate Bank
Montana
$28K 2,400 – –
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$24K 2,000 +2,000 New
PFBT
44
Parkside Financial Bank & Trust
Missouri
$21K 1,740 – –
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$16K 1,333 – –
OMC
46
Oasis Management Company
Cayman Islands
$12K 1,000 – –
Barclays
47
Barclays
United Kingdom
$12K 1,000 – –
RFC
48
Regions Financial Corp
Alabama
$6K 545 +545 New
SEI Investments
49
SEI Investments
Pennsylvania
$1K 125 +125 New
LCM
50
Laurion Capital Management
New York
– – -32,220 Closed
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2
3