Ladenburg Thalmann Financial Services
JOF icon

Ladenburg Thalmann Financial Services’s Japan Smaller Capitalization Fund JOF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio JOF Stock Details JOF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$5K Hold
600
– – ﹤0.01% 4772
2019
Q3 		$5K Hold
600
– – ﹤0.01% 4685
2019
Q2 		$5K Buy
+600
New +$5.14K ﹤0.01% 4710
2018
Q1 		– Sell
-2,000
Closed -$24K – 5146
2017
Q4 		$24K Buy
+2,000
New +$25.6K ﹤0.01% 3667
2016
Q4 		– Sell
-136
Closed -$1K – 4890
2016
Q3 		$1K Hold
136
– – ﹤0.01% 4621
2016
Q2 		$1K Hold
136
– – ﹤0.01% 4574
2016
Q1 		$1K Hold
136
– – ﹤0.01% 4523
2015
Q4 		$1K Hold
136
– – ﹤0.01% 4515
2015
Q3 		$1K Sell
136
-700
-84% -$7.27K ﹤0.01% 4422
2015
Q2 		$9K Sell
836
-1,100
-57% -$11.4K ﹤0.01% 3746
2015
Q1 		$19K Hold
1,936
– – ﹤0.01% 3213
2014
Q4 		$17K Buy
1,936
+820
+73% +$7.51K ﹤0.01% 3090
2014
Q3 		$11K Hold
1,116
– – ﹤0.01% 3042
2014
Q2 		$11K Hold
1,116
– – ﹤0.01% 3018
2014
Q1 		$10K Hold
1,116
– – ﹤0.01% 2953
2013
Q4 		$10K Hold
1,116
– – ﹤0.01% 2931
2013
Q3 		$10K Hold
1,116
– – ﹤0.01% 2851
2013
Q2 		$10K Buy
+1,116
New +$9.9K ﹤0.01% 2727

Other funds holding JOF

1CP
1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
BIA
Barry Investment Advisors New Bedford, Massachusetts $524M AUM 15.38% 1-Year Est. Return
Karpus Investment Management
Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return
Raymond James & Associates
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Ladenburg Thalmann Financial Services's JOF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Japan Smaller Capitalization Fund (JOF) position steady in Q4 2019 at 600 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4772.

Ladenburg Thalmann Financial Services first reported a position in JOF in Q2 2013 and has held it in 18 quarters since. The position peaked at $24K in Q4 2017. 40 funds tracked by Wall St. Rank hold JOF as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 600 shares of Japan Smaller Capitalization Fund worth $5K as of Q4 2019.
  • Ladenburg Thalmann Financial Services left its Japan Smaller Capitalization Fund share count unchanged in Q4 2019.
  • Japan Smaller Capitalization Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4772 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Japan Smaller Capitalization Fund in Q2 2013 and has held it in 18 quarters since.
  • Ladenburg Thalmann Financial Services's Japan Smaller Capitalization Fund position peaked at $24K in Q4 2017.
  • 40 funds tracked by Wall St. Rank held Japan Smaller Capitalization Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.