Ladenburg Thalmann Financial Services’s Japan Smaller Capitalization Fund JOF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio JOF Stock Details JOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5K	Hold	600	–	–	﹤0.01%	4772
2019 Q3	$5K	Hold	600	–	–	﹤0.01%	4685
2019 Q2	$5K	Buy	+600	New	+$5.14K	﹤0.01%	4710
2018 Q1	–	Sell	-2,000	Closed	-$24K	–	5146
2017 Q4	$24K	Buy	+2,000	New	+$25.6K	﹤0.01%	3667
2016 Q4	–	Sell	-136	Closed	-$1K	–	4890
2016 Q3	$1K	Hold	136	–	–	﹤0.01%	4621
2016 Q2	$1K	Hold	136	–	–	﹤0.01%	4574
2016 Q1	$1K	Hold	136	–	–	﹤0.01%	4523
2015 Q4	$1K	Hold	136	–	–	﹤0.01%	4515
2015 Q3	$1K	Sell	136 -700	-84%	-$7.27K	﹤0.01%	4422
2015 Q2	$9K	Sell	836 -1,100	-57%	-$11.4K	﹤0.01%	3746
2015 Q1	$19K	Hold	1,936	–	–	﹤0.01%	3213
2014 Q4	$17K	Buy	1,936 +820	+73%	+$7.51K	﹤0.01%	3090
2014 Q3	$11K	Hold	1,116	–	–	﹤0.01%	3042
2014 Q2	$11K	Hold	1,116	–	–	﹤0.01%	3018
2014 Q1	$10K	Hold	1,116	–	–	﹤0.01%	2953
2013 Q4	$10K	Hold	1,116	–	–	﹤0.01%	2931
2013 Q3	$10K	Hold	1,116	–	–	﹤0.01%	2851
2013 Q2	$10K	Buy	+1,116	New	+$9.9K	﹤0.01%	2727

Other funds holding JOF

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

BIA

Barry Investment Advisors New Bedford, Massachusetts $478M AUM 23.65% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's JOF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Japan Smaller Capitalization Fund (JOF) position steady in Q4 2019 at 600 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4772.

Ladenburg Thalmann Financial Services first reported a position in JOF in Q2 2013 and has held it in 18 quarters since. The position peaked at $24K in Q4 2017. 40 funds tracked by Wall St. Rank hold JOF as of Q4 2019.

Ladenburg Thalmann Financial Services held 600 shares of Japan Smaller Capitalization Fund worth $5K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Japan Smaller Capitalization Fund share count unchanged in Q4 2019.
Japan Smaller Capitalization Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4772 holding.
Ladenburg Thalmann Financial Services first reported a position in Japan Smaller Capitalization Fund in Q2 2013 and has held it in 18 quarters since.
Ladenburg Thalmann Financial Services's Japan Smaller Capitalization Fund position peaked at $24K in Q4 2017.
40 funds tracked by Wall St. Rank held Japan Smaller Capitalization Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.