JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

48 hedge funds and large institutions have $224M invested in Japan Smaller Capitalization Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 1 closing their positions.

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
5
Increased
7
Reduced
15
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BIA
1
Barry Investment Advisors
Massachusetts
$25M
2
BI
2
Bulldog Investors
New Jersey
$4.79M
3
COLIM
3
City of London Investment Management
United Kingdom
$3.77M
4
MC
4
Matisse Capital
Oregon
$1.92M
5
1CP
5
1607 Capital Partners
Virginia
$45.4M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$34.4M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.27M
3
CRC
3
Curi RMB Capital
Illinois
$24M
4
LCM
4
Landscape Capital Management
New Jersey
$433K
5
KIM
5
Karpus Investment Management
New York
$19.4M
Name Market Value Shares Shares
Change 		Shares
Change %
William Blair & Company
26
William Blair & Company
Illinois
$222K 21,001 – –
BTS
27
BB&T Securities
Virginia
$205K 19,450 -3,400 -15%
GC
28
Gratus Capital
Georgia
$192K 18,153 +484 +3%
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$174K 16,510 – –
WS
30
Wedbush Securities
California
$162K 15,350 -300 -2%
AA
31
Ancora Advisors
Ohio
$161K 15,224 – –
WA
32
WFG Advisors
Texas
$146K 13,834 – –
WA
33
WealthTrust Axiom
Pennsylvania
$121K 11,545 – –
UBS Group
34
UBS Group
Switzerland
$113K 10,698 -288 -3%
TC
35
TFS Capital
Pennsylvania
$106K 10,083 +10,083 New
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$79K 7,405 +900 +14%
ARMT
37
Amica Retiree Medical Trust
Rhode Island
$58K 5,525 – –
S
38
SignatureFD
Georgia
$46K 4,400 – –
JFA
39
JNBA Financial Advisors
Minnesota
$46K 4,400 +4,400 New
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$28K 2,700 – –
IA
41
IFP Advisors
Florida
$23K 2,184 – –
PFBT
42
Parkside Financial Bank & Trust
Missouri
$18K 1,740 – –
AG
43
Advisor Group
Arizona
$15K 1,451 – –
TRCT
44
Tower Research Capital (TRC)
New York
$14K 1,291 +1,091 +546%
OMC
45
Oasis Management Company
Cayman Islands
$11K 1,000 – –
Barclays
46
Barclays
United Kingdom
$11K 1,000 – –
MFS
47
MSI Financial Services
Massachusetts
$1K 142 – –
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$1K 136 – –
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– – -4,506 Closed
Geode Capital Management
50
Geode Capital Management
Massachusetts
– – – –
1
2