JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

45 hedge funds and large institutions have $190M invested in Japan Smaller Capitalization Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
5
Increased
13
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$39.5M
2
KIM
2
Karpus Investment Management
New York
$15.6M
3
1CP
3
1607 Capital Partners
Virginia
$37.1M
4
Lazard Asset Management
4
Lazard Asset Management
New York
$28.3M
5
COLIM
5
City of London Investment Management
United Kingdom
$1.22M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
PRC
2
Platte River Capital
Colorado
$341K
3
KMC
3
Kirr Marbach & Co
Indiana
$0
4
SC
4
Selz Capital
New York
$0
5
FWSM
5
First Wilshire Securities Management
California
$3.35M
Name Market Value Shares Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$188K 18,508 -3,851 -17%
LCM
27
Landscape Capital Management
New Jersey
$175K 17,204 +3,089 +22%
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$168K 16,510 – –
WA
29
WealthTrust Axiom
Pennsylvania
$155K 15,295 -43 -0.3%
AA
30
Ancora Advisors
Ohio
$155K 15,224 – –
HPCM
31
High Pointe Capital Management
Illinois
$116K 11,428 +11,428 New
GG
32
Gofen & Glossberg
Illinois
$108K 10,658 +10,658 New
UBS Group
33
UBS Group
Switzerland
$89K 8,807 +664 +8%
ARMT
34
Amica Retiree Medical Trust
Rhode Island
$56K 5,525 – –
S
35
SignatureFD
Georgia
$45K 4,400 – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$41K 4,000 – –
JIR
37
James Investment Research
Ohio
$31K 3,000 – –
Creative Planning
38
Creative Planning
Kansas
$19K 1,893 +1,893 New
AIG
39
American International Group
New York
$15K 1,451 – –
BGIM
40
Brandywine Global Investment Management
Pennsylvania
$9K 856 -484 -36%
Citigroup
41
Citigroup
New York
$4K 400 +242 +153%
TRCT
42
Tower Research Capital (TRC)
New York
$1K 53 -797 -94%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$1K 136 -700 -84%
BBPWM
44
Blue Bell Private Wealth Management
Pennsylvania
$1K 105 – –
SFS
45
Shaker Financial Services
Virginia
– – -38,112 Closed
KMC
46
Kirr Marbach & Co
Indiana
– – -13,175 Closed
SC
47
Selz Capital
New York
– – -10,000 Closed
MFS
48
MSI Financial Services
Massachusetts
– – -3,000 Closed
US Bancorp
49
US Bancorp
Minnesota
$0 28 – –
1
2