JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

42 hedge funds and large institutions have $102M invested in Japan Smaller Capitalization Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 1 closing their positions.

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
14
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$7.91M
2
1CP
2
1607 Capital Partners
Virginia
$25.8M
3
WAM
3
Wolverine Asset Management
Illinois
$2.95M
4
GFM
4
Gramercy Funds Management
Connecticut
$1.37M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$233K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$26.4M
2
U
2
UBS
Switzerland
$187K
3
FWSM
3
First Wilshire Securities Management
California
$3.92M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.18M
5
STI
5
Susquehanna Trust & Investment
Pennsylvania
$1.4M
Name Market Value Shares Shares
Change 		Shares
Change %
WA
26
WealthTrust Axiom
Pennsylvania
$179K 18,995 – –
CCP
27
Clough Capital Partners
Massachusetts
$179K 18,900 – –
LCM
28
Landscape Capital Management
New Jersey
$163K 17,236 -2,777 -14%
SKK
29
Shepherd Kaplan Krochuk
Massachusetts
$156K 16,510 – –
AA
30
Ancora Advisors
Ohio
$133K 14,024 – –
KMC
31
Kirr Marbach & Co
Indiana
$125K 13,175 – –
GC
32
Guggenheim Capital
Illinois
$103K 10,922 – –
Creative Planning
33
Creative Planning
Kansas
$79K 8,311 +7,427 +840%
S
34
SignatureFD
Georgia
$42K 4,400 – –
MFS
35
MSI Financial Services
Massachusetts
$33K 3,490 +3,490 New
Ameriprise
36
Ameriprise
Minnesota
$32K 3,420 – –
BGIM
37
Brandywine Global Investment Management
Pennsylvania
$16K 1,600 – –
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$11K 1,116 – –
WRM
39
Westport Resources Management
Connecticut
$9K 1,000 +1,000 New
AIG
40
American International Group
New York
$6.15K 651 – –
Citigroup
41
Citigroup
New York
$1K 71 -170 -71%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$1K 121 +121 New
TRCT
43
Tower Research Capital (TRC)
New York
– – -100 Closed
HNB
44
Huntington National Bank
Ohio
– – – –
1
2