UBS’s Japan Smaller Capitalization Fund JOF Stock Holding History

UBS’s Portfolio JOF Stock Details JOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$232K	Buy	23,942 +4,089	+21%	+$39.5K	﹤0.01%	5041
2014 Q2	$187K	Sell	19,853 -49,628	-71%	-$442K	﹤0.01%	5214
2014 Q1	$608K	Buy	69,481 +4,665	+7%	+$41K	﹤0.01%	4029
2013 Q4	$594K	Sell	64,816 -70,134	-52%	-$643K	﹤0.01%	4132
2013 Q3	$1.23M	Buy	134,950 +11,966	+10%	+$107K	﹤0.01%	3120
2013 Q2	$1.05M	Buy	+122,984	New	+$1.09M	﹤0.01%	3280

Other funds holding JOF

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

FWSM

First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

UBS's JOF Position: Q3 2014 in Review

UBS increased its Japan Smaller Capitalization Fund (JOF) stake by 21% in Q3 2014, buying an estimated $39.5K and bringing the position to 23,942 shares worth $232K. The position accounts for ﹤0.01% of the portfolio, ranked #5041.

UBS first reported a position in JOF in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.23M in Q3 2013. 41 funds tracked by Wall St. Rank hold JOF as of Q3 2014.

UBS held 23,942 shares of Japan Smaller Capitalization Fund worth $232K as of Q3 2014.
UBS bought 4,089 Japan Smaller Capitalization Fund shares in Q3 2014, an estimated $39.5K.
Japan Smaller Capitalization Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5041 holding.
UBS first reported a position in Japan Smaller Capitalization Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Japan Smaller Capitalization Fund position peaked at $1.23M in Q3 2013.
41 funds tracked by Wall St. Rank held Japan Smaller Capitalization Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.