JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

38 hedge funds and large institutions have $96.6M invested in Japan Smaller Capitalization Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
9
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$14.9M
2
GFM
2
Gramercy Funds Management
Connecticut
$888K
3
GPC
3
Glacier Peak Capital
Washington
$713K
4
VKH
4
Virtu KCG Holdings
New York
$279K
5
SG Americas Securities
5
SG Americas Securities
New York
$840K

Top Sellers

1
RA
1
Rational Advisors
New York
$4.22M
2
U
2
UBS
Switzerland
$594K
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
Northern Trust
4
Northern Trust
Illinois
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$29.2M
Name Market Value Shares Shares
Change 		Shares
Change %
CL
26
CSS LLC
Illinois
$233K 25,402 +25,402 New
WA
27
WealthTrust Axiom
Pennsylvania
$174K 18,995 +500 +3%
BNP Paribas Financial Markets
28
BNP Paribas Financial Markets
France
$140K 15,300 – –
AA
29
Ancora Advisors
Ohio
$129K 14,024 – –
KMC
30
Kirr Marbach & Co
Indiana
$121K 13,175 – –
CL
31
Croft-Leominster
Maryland
$121K 13,200 +13,200 New
FMA
32
FNY Managed Accounts
New York
$98K 10,700 +10,700 New
JIR
33
James Investment Research
Ohio
$96K 10,475 -3,500 -25%
Ameriprise
34
Ameriprise
Minnesota
$31K 3,420 +51 +2%
BGIM
35
Brandywine Global Investment Management
Pennsylvania
$12K 1,300 +1,300 New
AIG
36
American International Group
New York
$10K 1,095 +989 +933%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$10K 1,116 – –
Creative Planning
38
Creative Planning
Kansas
$4K 440 – –
WEC
39
Winslow Evans & Crocker
Massachusetts
$2K 190 +190 New
WAM
40
Wolverine Asset Management
Illinois
– – -61,193 Closed
Northern Trust
41
Northern Trust
Illinois
– – -54,881 Closed
DA
42
Doliver Advisors
Texas
– – -21,110 Closed
MAA
43
Mraz Amerine & Associates
California
– – -16,000 Closed
TC
44
TFS Capital
Pennsylvania
– – -13,351 Closed
Citigroup
45
Citigroup
New York
– – -8,170 Closed
TRCT
46
Tower Research Capital (TRC)
New York
– – -278 Closed
WF
47
WealthTrust Fairport
Ohio
– – -145 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
– – -70 Closed
1
2