We are live on ! Find out more
HFRO

Highland Opportunities and Income Fund
HFRO

102 hedge funds and large institutions have $271M invested in Highland Opportunities and Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 17

3% more funds holding

Funds holding: 99 → 102 (+3)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

3.68% less ownership

Funds ownership: 38.15% → 34.47% (-3.7%)

8% less capital invested

Capital invested by funds: $294M → $271M (-$23M)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
102
Holders Change
+3
Holders Change %
+3.03%
% of All Funds
1.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
22
Increased
29
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
+$2.89M
2
SCM
Segantii Capital Management
Hong Kong
+$2.42M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.11M
4
ARC
Advisor Resource Council
Texas
+$2M
5
Morgan Stanley
Morgan Stanley
New York
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
MC
Matisse Capital
Oregon
-$13.3M
2
Nomura Holdings
Nomura Holdings
Japan
-$6.68M
3
AC
Antara Capital
New York
-$6.2M
4
CAC
Cowen and Company
New York
-$5.38M
5
BPCM
Beach Point Capital Management
California
-$3.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
MIG
76
Mariner Investment Group
New York
$164K +$166K +14,900 New
ASN
77
Advisory Services Network
Georgia
$154K +$8.63K +775 +6%
SWM
78
Spire Wealth Management
Virginia
$146K -$287K -25,800 -66%
BFA
79
Beacon Financial Advisory
Ohio
$144K -$5.05K -454 -3%
KPWG
80
KFA Private Wealth Group
Virginia
$141K -$193K -17,328 -57%
MML Investors Services
81
MML Investors Services
Massachusetts
$129K +$131K +11,741 New
Bank of America
82
Bank of America
North Carolina
$96K -$275K -24,705 -74%
JP Morgan Chase
83
JP Morgan Chase
New York
$95K +$96.3K +8,645 New
US Bancorp
84
US Bancorp
Minnesota
$91K – – –
CFGS
85
Concourse Financial Group Securities
Alabama
$70K +$1.44K +129 +2%
Rockefeller Capital Management
86
Rockefeller Capital Management
New York
$34K – – –
APA
87
American Portfolios Advisors
New York
$28.2K +$590 +53 +2%
CFD
88
Creative Financial Designs
Indiana
$26K – – –
BAM
89
Byrne Asset Management
New Jersey
$20K +$20K +1,800 New
Bessemer Group
90
Bessemer Group
New Jersey
$15K +$15.7K +1,408 New
TWM
91
Tradition Wealth Management
Minnesota
$13K – – –
PGAM
92
Princeton Global Asset Management
New Jersey
$12K +$12.5K +1,125 New
CWP
93
Concord Wealth Partners
Virginia
$7K +$7.23K +649 New
TCM
94
Tradewinds Capital Management
Washington
$6K – – –
JFA
95
JNBA Financial Advisors
Minnesota
$6K +$122 +11 +2%
WFS
96
Widmann Financial Services
Maryland
$6K +$6.75K +606 New
AA
97
AlphaMark Advisors
Kentucky
$4K – – –
SIS
98
Sound Income Strategies
Florida
$4K – – –
CMA
99
Cedar Mountain Advisors
Oregon
$1K – – –
CA
100
CoreCap Advisors
Michigan
$1K +$635 +57 New
1 2 3
4
5

HFRO Hedge Fund Activity: Q4 2021 in Review

102 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2021, worth a combined $271M — down 7.8% from $294M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new HFRO positions and 17 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $2.89M. The largest seller was Matisse Capital, exiting entirely with an estimated $13.3M sold.

  • 102 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $271M of Highland Opportunities and Income Fund stock for Q4 2021, down 7.8% quarter-over-quarter.
  • 22 funds opened new Highland Opportunities and Income Fund positions in Q4 2021 and 17 closed out, a net change of +5 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2021 was Landscape Capital Management, an estimated $2.89M added.
  • The largest Highland Opportunities and Income Fund seller in Q4 2021 was Matisse Capital, an estimated $13.3M sold.

Based on aggregated 13F filings for Q4 2021.