HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

85 hedge funds and large institutions have $393M invested in Highland Opportunities and Income Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 22 reducing their positions, and 4 closing their positions.

Holders
85
Holders Change
+8
Holders Change %
+10.39%
% of All Funds
1.87%
Holding in Top 10
11
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.24%
New
13
Increased
34
Reduced
22
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$67M
3
M
3
MRCap
New York
$5.54M
4
UFM
4
Ursa Fund Management
California
$20.7M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$14.6M

Top Sellers

1
VAS
1
VR Advisory Services
Cayman Islands
$0
2
UCFA
2
United Capital Financial Advisors
Texas
$31.5M
3
AC
3
Almitas Capital
California
$3.16M
4
CAN
4
Cetera Advisor Networks
California
$2.88M
5
ICM
5
Ionic Capital Management
New York
$5.5M
Name Market Value Shares Shares
Change 		Shares
Change %
CFD
76
Creative Financial Designs
Indiana
$31K 2,363 – –
GRP
77
Global Retirement Partners
California
$19K 1,412 +24 +2%
BWA
78
BDO Wealth Advisors
Florida
$12K 918 – –
NFG
79
Next Financial Group
Texas
$11K 797 – –
HI
80
Hudock Inc
Pennsylvania
$10K 761 – –
TCM
81
Tradewinds Capital Management
Washington
$8K 578 +578 New
CFGS
82
Concourse Financial Group Securities
Alabama
$6K 434 – –
SIS
83
Sound Income Strategies
Florida
$5K 382 – –
FHA
84
Flagship Harbor Advisors
Massachusetts
$5K 414 – –
SFS
85
Sowell Financial Services
Arkansas
$2K 122 +122 New
VAS
86
VR Advisory Services
Cayman Islands
– – -188,192 Closed
MML Investors Services
87
MML Investors Services
Massachusetts
– – -21,971 Closed
Rockefeller Capital Management
88
Rockefeller Capital Management
New York
– – -6,736 Closed
PFGIA
89
Patriot Financial Group Insurance Agency
Massachusetts
– – -1,183 Closed
YWP
90
YorkBridge Wealth Partners
New York
– – – –
1 2 3
4