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HFRO

Highland Opportunities and Income Fund
HFRO

98 hedge funds and large institutions have $281M invested in Highland Opportunities and Income Fund in 2022 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 32

4% more capital invested

Capital invested by funds: $271M → $281M (+$10.2M)

0.07% more ownership

Funds ownership: 34.47% → 34.54% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

4% less funds holding

Funds holding: 102 → 98 (-4)

Holders
98
Holders Change
-4
Holders Change %
-3.92%
% of All Funds
1.55%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
34
Reduced
32
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NFG
Nations Financial Group
Iowa
+$4.64M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.45M
3
ASFA
All Season Financial Advisors
Colorado
+$2.16M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.91M
5
RJA
Raymond James & Associates
Florida
+$1.51M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$10.7M
2
Wells Fargo
Wells Fargo
California
-$5M
3
LCM
Landscape Capital Management
New Jersey
-$2.21M
4
ARC
Advisor Resource Council
Texas
-$1.98M
5
SCM
Segantii Capital Management
Hong Kong
-$1.76M
Name Holding Trade Value Shares
Change 		Change in
Stake
MC
51
Moors & Cabot
Massachusetts
$290K -$17.1K -1,500 -6%
KAS
52
Kestra Advisory Services
Texas
$279K +$1.74K +152 +0.7%
MIG
53
Mariner Investment Group
New York
$273K +$91K +7,965 +53%
CL
54
CSS LLC
Illinois
$262K -$24K -2,100 -9%
AAM
55
Advisors Asset Management
Colorado
$252K -$71.7K -6,277 -23%
ACM
56
Arlington Capital Management
Illinois
$252K -$11.4K -998 -5%
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$252K +$206K +18,033 +578%
PAG
58
Private Advisor Group
New Jersey
$237K -$214K -18,767 -49%
UBS Group
59
UBS Group
Switzerland
$236K +$34.3K +3,002 +18%
PHS
60
Pekin Hardy Strauss
Illinois
$224K – – –
VWA
61
V Wealth Advisors
Kansas
$220K +$617 +54 +0.3%
WT
62
Washington Trust
Rhode Island
$217K – – –
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
$212K -$27.4K -2,397 -12%
SI
64
Stephens Inc
Arkansas
$210K – – –
GIA
65
Gladstone Institutional Advisory
Florida
$206K +$7.64K +669 +4%
CAM
66
Cresset Asset Management
Illinois
$203K – – –
Cetera Investment Advisers
67
Cetera Investment Advisers
Illinois
$186K -$92.1K -8,063 -34%
KWS
68
Keystone Wealth Services
California
$179K -$31.8K -2,784 -16%
RJFSA
69
Raymond James Financial Services Advisors
Florida
$162K +$155K +13,596 New
WC
70
Winmill & Co
New York
$161K -$66.6K -5,830 -30%
BFA
71
Beacon Financial Advisory
Ohio
$160K +$2.74K +240 +2%
SWM
72
Spire Wealth Management
Virginia
$158K – – –
SC
73
Scotia Capital
Ontario, Canada
$157K +$150K +13,149 New
FWM
74
Foresight Wealth Management
Utah
$145K -$276K -24,153 -67%
MML Investors Services
75
MML Investors Services
Massachusetts
$144K +$4.06K +355 +3%
1 2
3
4 5

HFRO Hedge Fund Activity: Q1 2022 in Review

98 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q1 2022, worth a combined $281M — up 3.8% from $271M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of HFRO and 14 opened new positions — a net loss of 1 holder — while 32 trimmed existing stakes and 34 added.

The largest buyer was Nations Financial Group, opening a new position worth an estimated $4.64M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $10.7M sold.

  • 98 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q1 2022, down from 102 in Q4 2021.
  • Funds reported $281M of Highland Opportunities and Income Fund stock for Q1 2022, up 3.8% quarter-over-quarter.
  • 14 funds opened new Highland Opportunities and Income Fund positions in Q1 2022 and 15 closed out, a net change of -1 holder.
  • The largest Highland Opportunities and Income Fund buyer in Q1 2022 was Nations Financial Group, an estimated $4.64M added.
  • The largest Highland Opportunities and Income Fund seller in Q1 2022 was Rivernorth Capital Management, an estimated $10.7M sold.

Based on aggregated 13F filings for Q1 2022.