HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

97 hedge funds and large institutions have $280M invested in Highland Opportunities and Income Fund in 2022 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
97
Holders Change
-4
Holders Change %
-3.96%
% of All Funds
1.54%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
33
Reduced
32
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NFG
Nations Financial Group
Iowa
+$4.85M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.56M
3
ASFA
All Season Financial Advisors
Colorado
+$2.25M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2M
5
RJA
Raymond James & Associates
Florida
+$1.58M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$10.7M
2
Wells Fargo
Wells Fargo
California
-$5.23M
3
LCM
Landscape Capital Management
New Jersey
-$2.31M
4
ARC
Advisor Resource Council
Texas
-$1.98M
5
SCM
Segantii Capital Management
Hong Kong
-$1.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
KAS
51
Kestra Advisory Services
Texas
$279K +$1.82K +152 +0.7%
MIG
52
Mariner Investment Group
New York
$273K +$95.1K +7,965 +53%
CL
53
CSS LLC
Illinois
$262K -$25.1K -2,100 -9%
AAM
54
Advisors Asset Management
Colorado
$252K -$75.1K -6,277 -23%
ACM
55
Arlington Capital Management
Illinois
$252K -$11.9K -998 -5%
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$252K +$215K +18,033 +578%
PAG
57
Private Advisor Group
New Jersey
$237K -$224K -18,767 -49%
UBS Group
58
UBS Group
Switzerland
$236K +$35.9K +3,002 +18%
PHS
59
Pekin Hardy Strauss
Illinois
$224K – – –
VWA
60
V Wealth Advisors
Kansas
$220K +$644 +54 +0.3%
WT
61
Washington Trust
Rhode Island
$217K – – –
ICMP
62
Integrated Capital Management (Pennsylvania)
Pennsylvania
$212K -$28.7K -2,397 -12%
SI
63
Stephens Inc
Arkansas
$210K – – –
GIA
64
Gladstone Institutional Advisory
Florida
$206K +$8.01K +669 +4%
CAM
65
Cresset Asset Management
Illinois
$203K – – –
Cetera Investment Advisers
66
Cetera Investment Advisers
Illinois
$186K -$96.1K -8,063 -34%
KWS
67
Keystone Wealth Services
California
$179K -$33.2K -2,784 -16%
RJFSA
68
Raymond James Financial Services Advisors
Florida
$162K +$162K +13,596 New
WC
69
Winmill & Co
New York
$161K -$69.5K -5,830 -30%
BFA
70
Beacon Financial Advisory
Ohio
$160K +$2.87K +240 +2%
SWM
71
Spire Wealth Management
Virginia
$158K – – –
SC
72
Scotia Capital
Ontario, Canada
$157K +$157K +13,149 New
FWM
73
Foresight Wealth Management
Utah
$145K -$288K -24,153 -67%
MML Investors Services
74
MML Investors Services
Massachusetts
$144K +$4.23K +355 +3%
AIP
75
Ahrens Investment Partners
Louisiana
$143K -$50.1K -4,200 -26%
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