Scotia Capital’s Highland Opportunities and Income Fund HFRO Stock Holding History

Scotia Capital’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-49,362	Closed	-$256K	–	877
2024 Q4	$256K	Hold	49,362	–	–	﹤0.01%	736
2024 Q3	$303K	Hold	49,362	–	–	﹤0.01%	694
2024 Q2	$309K	Hold	49,362	–	–	﹤0.01%	678
2024 Q1	$347K	Buy	49,362 +22,566	+84%	+$152K	﹤0.01%	659
2023 Q4	$206K	Sell	26,796 -9,526	-26%	-$75.3K	﹤0.01%	739
2023 Q3	$292K	Buy	36,322 +4,904	+16%	+$41K	﹤0.01%	644
2023 Q2	$284K	Buy	31,418 +3,265	+12%	+$28.5K	﹤0.01%	661
2023 Q1	$247K	Buy	28,153 +5,510	+24%	+$54.8K	﹤0.01%	677
2022 Q4	$233K	Buy	22,643 +900	+4%	+$9.81K	﹤0.01%	689
2022 Q3	$211K	Buy	21,743 +496	+2%	+$5.67K	﹤0.01%	703
2022 Q2	$239K	Buy	21,247 +8,098	+62%	+$94.1K	﹤0.01%	702
2022 Q1	$157K	Buy	+13,149	New	+$150K	﹤0.01%	820

Other funds holding HFRO

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.5B AUM 83.46% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Scotia Capital's HFRO Position: Q1 2025 in Review

Scotia Capital sold out of Highland Opportunities and Income Fund (HFRO) in Q1 2025, closing a stake of 49,362 shares — an estimated $256K sold.

Scotia Capital first reported a position in HFRO in Q1 2022 and held it in 12 quarters. The position peaked at $347K in Q1 2024. 96 funds tracked by Wall St. Rank hold HFRO as of Q1 2025.

Scotia Capital reported no remaining Highland Opportunities and Income Fund position as of Q1 2025 after selling out during the quarter.
Scotia Capital sold 49,362 Highland Opportunities and Income Fund shares in Q1 2025, an estimated $256K.
Scotia Capital first reported a position in Highland Opportunities and Income Fund in Q1 2022 and held it in 12 quarters.
Scotia Capital's Highland Opportunities and Income Fund position peaked at $347K in Q1 2024.
96 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q1 2025.

Based on Scotia Capital's 13F filing for Q1 2025, filed 9 May 2025.