HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

81 hedge funds and large institutions have $377M invested in Highland Opportunities and Income Fund in 2018 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+11
Holders Change %
+15.71%
% of All Funds
1.81%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.22%
New
21
Increased
23
Reduced
23
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$16.4M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$10.5M
3
LPL Financial
LPL Financial
California
+$8.48M
4
UFM
Ursa Fund Management
California
+$6.6M
5
COLIM
City of London Investment Management
United Kingdom
+$5.57M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.3M
2
FAAS
First Allied Advisory Services
California
-$9.05M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.46M
4
IA
IFP Advisors
Florida
-$5.1M
5
ASN
Advisory Services Network
Georgia
-$1.91M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCA
51
Cruiser Capital Advisors
Connecticut
$305K -$1.62M -126,610 -84%
MML Investors Services
52
MML Investors Services
Massachusetts
$294K +$92.8K +7,250 +46%
Citadel Advisors
53
Citadel Advisors
Florida
$285K +$285K +22,277 New
PAG
54
Private Advisor Group
New Jersey
$266K -$21.9K -1,709 -8%
Mariner
55
Mariner
Kansas
$257K +$257K +20,094 New
HighTower Advisors
56
HighTower Advisors
Illinois
$223K -$21K -1,638 -9%
Stifel Financial
57
Stifel Financial
Missouri
$211K +$50.9K +4,013 +32%
Koshinski Asset Management
58
Koshinski Asset Management
Illinois
$169K -$85.8K -6,701 -34%
BRWA
59
B. Riley Wealth Advisors
Florida
$165K -$102K -7,993 -38%
UBS Group
60
UBS Group
Switzerland
$141K -$46.4K -3,623 -25%
RJT
61
Raymond James Trust
Florida
$129K – – –
RFC
62
Regions Financial Corp
Alabama
$100K – – –
Bank of America
63
Bank of America
North Carolina
$73K +$7.33K +578 +11%
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$60K – – –
IA
65
IFP Advisors
Florida
$55K -$5.1M -409,367 -99%
Citigroup
66
Citigroup
New York
$50K -$4.22K -331 -8%
AF
67
Allworth Financial
California
$39K -$47K – –
MSA
68
Marino Stram & Associates
Massachusetts
$16K -$2.42K -192 -13%
BWA
69
BDO Wealth Advisors
Florida
$12K +$12K +918 New
FIA
70
FNY Investment Advisers
New York
$12K +$12K +979 New
HI
71
Hudock Inc
Pennsylvania
$9K – – –
AIC
72
Ameritas Investment Company
Nebraska
$9K +$9K +669 New
APA
73
American Portfolios Advisors
New York
$8K +$8K +625 New
NFG
74
Next Financial Group
Texas
$7K – – –
TRCT
75
Tower Research Capital (TRC)
New York
$7K +$7K +545 New
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